CHAPTER 4 PERSONHOOD AND PRIVACY

Learning Objectives

At the end of this chapter you will be able to:

1.  Explain the difference between metaphysical, epistemological, and axiological questions and then build on this understanding to identify and evaluate the conceptual underpinnings of common questions about personhood.

2.  Summarize different perspectives and definitions of the concept of personhood and then compare and contrast how the fundamental notions of self, identity, and responsibility are understood from these perspectives.

3.  Discuss concepts that are commonly used to draw boundaries between persons and technologies, such as identity, responsibility, memory, and bodies as well as the limitations of each of these boundary drawing concepts.

4.  Outline the history of the concept of privacy in society and identify major points of contention including privacy as a right, ownership, and a value.

5.  Justify privacy as a necessary condition for personhood and defend this condition in the presence of ever-changing technology.

4.1 INTRODUCTION

You probably have some basic intuitions about the boundaries of personhood. You are a person, but your desk lamp is not. A man who relies on medical technology to stay alive is a person, but your final project for your data management course is not. These might seem like trivial examples, but when it comes to explaining how and why we make such distinctions, things can get quite complicated.

Consider a more challenging question: are all human beings persons? What about nonhuman animals like dolphins and chimpanzees? What about artificially created life?

Some of the most important ethical questions surrounding technology today are based on presuppositions about who or what counts as a person and who or what does not. These presuppositions often influence design. For example, many automobiles today are designed to crumple in a crash, destroying the car but protecting the person (or people) inside of it, on the grounds that the person inside is what matters and needs to be protected. But if the car in question is a highly advanced autonomous vehicle, capable of some measure of independent decision making, our assumption that the car should be hurt instead of the human might begin to seem less obvious. For instance, imagine a car that is equipped with facial recognition, customized to fit your unique preference and even to ask you about your day. To what degree would the car need to possess these typically “person-like” qualities before it begins to matter, in an ethical sense? If we are accustomed to seeing these qualities primarily if not exclusively in human beings, how do we know that we would recognize these qualities in a different kind of entity, if they should develop?

The underlying question in this situation, and many others like it in ethics, is: What counts as a person? How do you distinguish a person from other kinds of entities? Does this distinction tell us anything about how we should act toward such entities? Why or why not?

The dictionary can’t answer such questions for us, nor can this textbook. In order to gain clarity about our own intuitions about personhood as well as broaden our understanding about what personhood might be, this chapter lays out several conceptions of personhood and how they have changed over time. Perhaps some of these definitions will be familiar to you; others might be strange or seem wrong to you. Whatever the case, the purpose of this chapter is to help you gain clarity about how your own ideas about personhood influence the way you approach ethical problems and decision making.

Rather than providing a list of definitions or an argument for how to draw distinct boundaries around personhood in such a way that it includes some and excludes others, we invite you to use this chapter as a guide or conceptual roadmap. It can be used not only to gain clarity about your own conception of personhood but also to help you identify some of the ways ideas about personhood inform public debate and impact your life as a professional.

In reflecting on our own ideas and thoughts about personhood, we may find that our ideas and thoughts differ from those of our peers, our classmates, and even our friends and family members. These differences do not imply that one definition is better than others. However, the fact that these differences exist may indicate that we may need to evaluate our own intuitive criteria for determining what makes a person a person and to consider whether there is room for clarification of the definition or space to fill in some gaps within our working definition.

Sections 4.2 and 4.3 of this chapter use philosophical thought and methods to describe some of the ways in which personhood has been defined over time. After clarifying some of the common assumptions that underlie different accounts of personhood, we look at some of the ways in which contemporary technologies complicate and challenge these definitions. Sections 4.5 and 4.6 bring these ideas and questions into conversation with the topic of privacy.

Linking privacy and personhood together in this way is important for a variety of reasons, many of which we discuss in this chapter. In brief, although privacy is widely recognized as a pressing subject in technology ethics, many discussions and debates ignore the ways in which our ideas about privacy, and our implementation of those ideas, depend on unstated views, opinions, and beliefs about what counts as a person. In discussing privacy and personhood together, this chapter showcases how a deeper reflection on varying conceptions of personhood can help us identify and speak more directly to pressing ethical issues surrounding technology today.

4.1.1 WHY PRIVACY?

Many ethical concerns related to computing and privacy are rooted in unstated beliefs about what human personhood is, in what context it applies, and what it entitles one to do. Why is it sometimes hard to talk in class, to state your ideas publicly, or to admit you don’t know something in front of your peers? Why is this easier (or harder) to do when it can be done anonymously? Why do social media platforms, whose stated main product is interconnection and whose source of revenue comes from that interconnection, give users the option to make their profiles private? Going further, why, in some cases, do these same sites give users the option to remove content including images or quotations that others have posted about them?

Most people in the West agree that a “right to privacy” exists, even if they don’t agree about what this right includes or how much it matters in practice. However, few people ask themselves why this right exists.

In fact, few people realize that the right to privacy was not conceptualized as something protectable by law until the end of the nineteenth century. Long before we ever posted selfies online, Samuel Warren and Louis Brandeis (Warren and Brandeis 1890) authored the first legal publication in the West to call for a “right to privacy.” This article has had an enduring influence on how privacy is imagined and understood. It was written primarily in response to the recent invention and proliferation of radical new technologies, including the simple, affordable box camera, the kinetoscope (motion-picture recording), and the phonograph (audio recording), which made it possible to document someone or something and to subsequently transmit, reproduce, and republish the documentation with or without the knowledge of the person being recorded.

Despite its foundational status in privacy debates, this legal opinion is a product of its era, written in response to the technological changes that were happening at a specific moment in time. Therefore, it does not always line up clearly, or indeed at all, with the potential incursions on privacy that more recent technologies have made possible. Similarly, Warren and Brandeis’s underlying assumptions about personhood are a product of that time. But because personhood is so rarely recognized as a core element of how we understand privacy, it can be harder for us to notice how these authors’ presuppositions surrounding personhood have carried over into contemporary debates. This inherited concept requires some re-examination, just as privacy does.

However privacy is defined, the implicit role of personhood is visible once you think to look for it. Generally speaking, the language of “privacy” is used to refer to an expectation that a person’s actions, words, and information about their identity will not be shared in certain contexts or with certain people or institutions without that person’s consent. Indeed, as technology and society scholar Shoshana Zuboff notes, Justice William Douglas stated in 1967 that “the individual should have the freedom to select for himself the time and circumstances when he will share his secrets with others and decide the extent of that sharing.” Zuboff sees this “freedom to select” as central to the epistemic right to know ourselves and how we are shared (Zuboff 2021). Even this very basic definition of privacy links it to self-determination: that is, a person’s ability to exercise some level of control over themselves, how they represent themselves to others, and how they choose to live out their life. Without an operational understanding of personhood, arguments for privacy would make little sense. But only rarely are these presuppositions stated and defended.

By grouping privacy and personhood together, this chapter underscores ways in which developments in technology change not only our understanding of what privacy is but also the ways in which technological developments more broadly speaking can alter our sense of what should be permissible for a person. But first let’s tackle the concept of personhood.

4.2 WHAT IS PERSONHOOD? DEFINING THE QUESTION

According to the Oxford English Dictionary, personhood is “the quality or condition of a person.” But what is a person?

The concept of personhood has a long philosophical history, where it is closely associated with a number of other complex topics. These topics include but are not limited to self-consciousness, agency, identity, selfhood, and human subjectivity and conceptions of the soul, both material and immaterial (Thiel 2011). The history of philosophy has proven that defining any one of these terms is not easy. Rather than trying to offer one clear-cut definition that will satisfy everyone, most philosophers think that the ongoing discussion about what these terms mean is part of what makes the terms valuable in the first place.

Still, though absolute precision and accuracy may not be our objectives, we can nevertheless get some clarity if we first consider what kind of question we are asking when we ask the question “what is a person”?

One of the reasons this question is difficult to answer is that personhood is a normative concept. Norms, as we noted in chapter 1, are rules or standards for action. Normative concepts are not real in the same way that physical objects, like a piece of wood or the chair you are sitting in, are real. Instead, they have reality insofar as they regulate and motivate action. Therefore, when we say that personhood is a normative concept, we mean that it is a concept that comes with certain value judgments and ideas about how we ought to live, and that it has implications for how we ought to treat others.

These kinds of value judgments do not, typically speaking, emerge out of thin air. Whether or not we are conscious of it, the things we value, and our understanding of the world and our place in it, are all factors that help us decide what matters ethically. Although these things are often bound up together, conceptual distinctions can help us zero in on what we are talking about when we refer to “persons” or personhood.

Philosophy supplies us with several different branches, or subfields, from which to approach the questions of personhood. Classically, the three main branches are metaphysics, epistemology, and axiology (Rescher 2006; Samuel 2011). Although these different branches and their subdivisions are interconnected, they ask different kinds of questions and therefore expect different kinds of answers to those questions. We can use these categories to help us decide what kind of question, and therefore what kind of response, we are looking for when it comes to defining personhood.

  • Metaphysical questions: Metaphysics is the study of how the world works, the nature of reality, and the place of human life in the grand scheme of things. It is a way of talking about the main structures and elements of reality and explaining how those things hang together in a system. Such lofty reflections might seem far removed from our own ideas about personhood, but it is often the case that ideas about personhood are tied to our beliefs about the world and what we believe we owe to others and to ourselves. Some examples of metaphysical questions include: What is the true essence or nature of human beings? How did the universe come into existence?
  • Epistemological questions: Epistemology is a branch of philosophy that studies how human beings come to gain knowledge, whether that knowledge is about themselves, their immediate context or environment, or other living and nonliving objects and entities. Some epistemological theories draw from evidence in the human and natural sciences (sociology, cognitive sciences, and theories of perception and embodiment), whereas others are strictly conceptual theories that explore the limits and scope of human knowledge. Examples of epistemological questions include: What are the cognitive capacities that allow us to arrive at an objective fact? How is it that we can know that other entities have self-consciousness? How do we come to know what counts as right and wrong?
  • Axiological questions: Axiology is a branch of philosophy that studies values and principles. It considers questions about what is ultimately good and how and why people come to value what they do. Some examples of axiological questions include: Why ought we to value human persons over material goods? What activities should occupy most of our time? Why should we create software that helps people live happier lives?

With these different types of questions in mind, let’s return to the question at hand: what is a person?

When someone asks this question, they may be asking a question about what kinds of essences, features, traits, or properties a specific entity has that awards them the title of “person.” Or, similarly, they may be asking about the true nature of such entities and how those entities fit in the grand scheme of things. Answers to such questions will likely include one’s beliefs about how the world works or ideas about ultimate reality. We can recognize these as metaphysical questions.

Alternatively, when a person asks the question “What is a person? ” they could be more specifically asking about the perceptive and cognitive capacities that enable us as perceivers to recognize a person as a person. To ask about how it is that we can know something is to ask a kind of epistemological question.

And still, when someone asks the question “What is a person? ” they might be asking about which characteristics or traits are most important or most essential when it comes to defining human life. This is a question of value and prioritization—in other words, it is an axiological question. On the other hand, if a set of traits or properties is provided, the inquirer might wish to know why we have selected these traits and properties as the most important as opposed to all others. Arguments in defense of such positions could again branch off into areas of epistemology or metaphysics, or develop into more specific questions about value.

Consider: when someone asks you the question “What is a person? ” What do you typically understand them to be asking about? When you ask the question, what are you trying to understand?

4.2.1 PERSONHOOD AND HUMAN IDENTITY

In our analysis in the previous section, it was suggested that when someone asks the question “What is a person? ” they may be asking about what counts as human life. The simple explanation for this is that for various cultures, past and present, “personhood” is a term that is used synonymous with “human being.” But this explanation may not please everyone—and there are good reasons to be cautious here.

If we automatically assume that the concept “person” can be used interchangeably with “human being,” then when we ask the question “What is a person? ” we may be asking about what is the most fundamental description of human life that we can think of. A common and indeed ancient way of answering this question has been to find a trait or property that humans are said to possess but that other living or nonliving entities do not. For instance, one might suggest that human beings have self-consciousness or that they use language, and that other living beings do not have these things; for this reason, what it means to be a person (i.e., a human) is to be a being that uses language or possesses the capacity for self-consciousness—that is, there is a quality intrinsic to all persons that all other beings lack. Although this might sound familiar or seem like a straightforward way to proceed, it tends to blur together metaphysical beliefs, epistemological presuppositions, and axiological commitments. This means it is hard to gain insight into what kind of answer we are expecting. Complicating matters further is the fact that not everyone agrees about what set of properties, characteristics, or traits are the most essential or fundamental to human life (this is an axiological question).

In the context of many Western societies, personhood is said to be what accords human individuals universal worth and inalienable rights. The notion that human persons have intrinsic rights historically has been used to define the rights of citizens against others and in relation to the state (Mill [1869] 1991; Rawls 1972; Rousseau [1762] 1997). Within this intellectual tradition, rights and duties are understood to be rooted in the human being’s status as, for instance, a self-conscious and rational agent. But historically speaking, not everyone was said to fully possess these capacities and traits. In some cases, these capacities were presumed absent from those of a particular gender, race, or class. For example, Aristotle, who is well known for his arguments regarding the rational status of human beings, denied rationality to women and claimed that Africans were naturally slavish due to living in warmer climates. This form of argumentation, known as “climate theory,” was used to justify and naturalize slavery for centuries (Kendi 2016).

These same biases shaped how personhood was accorded in the United States as well. The politicians and philosophers who molded the United States in its early decades were almost all of European descent. These men, who framed both the laws and norms of this new society, denied legal standing and hence personhood to Native Americans on the grounds that they were of a different nature or had not yet progressed enough developmentally to be fully human. Black Americans were denied equal standing because they had been declared property rather than persons (Kendi 2016). Hence, what appears to be a universal claim about all human beings has, historically, worked in ways that exclude certain people and include only a select few, and the practical implications for those excluded are broadly, profoundly, and enduringly harmful.

Despite this unsettling legacy, intrinsic notions of personhood are quite prevalent even today and are frequently called upon to support human dignity and to argue for the value of human life in all its forms. Indeed, Article 1 of the Universal Declaration of Independence, for instance, states that “All human beings are born free and equal in dignity and rights. They are endowed with reason and conscience and should act towards one another in a spirit of brotherhood” (United Nations 1948). Article 6 further specifies that “Everyone has the right to life, liberty and security of person” (United Nations 1948).

Intrinsic notions of personhood are not the only way of conceiving of personhood, however. For instance, political philosopher Martha Nussbaum suggests that human dignity and the respect that we owe to others, at least from a political perspective, need not be based on controversial epistemological or metaphysical assumptions but rather on political commitments and, with time, overlapping consensus (Nussbaum 2011; Formosa and Mackenzie 2014).

Furthermore, as we saw in chapter 2, sub-Saharan African communities largely understand personhood as a community matter: personhood is not intrinsic but is rather something achieved in and by means of a given community (Menkiti 1984). Furthermore, these traditions generally do not ascribe major metaphysical significance to humanity, as distinct from plants, animals, natural phenomena or spirits. In the context of this “cosmic humility” (Tangwa 2005), personhood is a social concern that is of practical importance to other persons who live in the same community but is not necessarily a matter of unique philosophical significance.

4.2.2 PERSONHOOD AND PERSONAL IDENTITY

Leaving aside the presupposition that personhood is fundamentally a question about what it is that defines human identity or a question about what qualities or characteristics are most fundamental for human life, we can approach the topic of personhood from a different angle.

You might feel that the best way to attack a big, nebulous concept like personhood is to “solve” for a smaller part of it; in other words, figure out what makes an individual person distinctive and then generalize from that to persons in general. But of course, we aren’t just smaller units of personhood; each of us is made distinctive by our personal identity.

Your “identity” can be broadly defined as certain demographic facts about you that you may have little to no control over—for instance, that you are a human being, the location of your birth, your ethnicity, and the gender that you were assigned at birth. It may also refer to things over which you (in most cases) have some control: your credit score, your marital status, and your religious affiliation.

Personal identity, however, points to something more specific—something, well, more “personal.” Personal identity is typically understood as those aspects, characteristics, and features that define a person’s existence in relation to all others—the things that make you who you are. What makes you who you are can involve things that you have chosen for yourself, such as your actions and beliefs, as well as other things that you may not have chosen that influence you.

For instance, we may consider our relationships with others, our place within society, and/or the communities in which we live to be part of our identity. It is also common to think of personal identity as having something to do with the choices that we have made, the way we live our lives, and the way we define ourselves in relation to others.

Your identity may also include certain details about your temperament, your aesthetic preferences and other psychological traits. As we saw in our discussions of both virtue ethics and communitarianism, a person’s present self is largely a product of influences that they have not necessarily chosen or that affect them in ways beyond their control: where they grew up, the experiences they have had, and the people with whom they spend their time. Aesthetic preferences—that is, questions of personal taste—are an interesting example of how each of us is shaped by our time and place. It would be ridiculous to claim that our tastes are only a matter of when and where we come from: after all, it’s unlikely that you and your friends all have identical taste in music or movies or food, among the various options on offer in the present. You may even know someone (or be someone) who particularly enjoys mid-twentieth-century noir films, or who refuses to listen to music made after the early 1990s. All the same, our preferences are shaped, at least in part, by what we are used to and what is available to us.

But if we focus only on these things—the things that make you who you are or make me who I am—the question of personhood becomes primarily about self-knowledge (who am I?). But surely this cannot be the only way to think about personhood because, as stated above, personhood is, in most cases, a normative concept.

If personhood is the “quality or condition of being an individual person,” clearly what it means to be a person or the quality or condition of being a person is not rooted only in the way that you define yourself but is rather a larger concept that we can apply to others. In other words, we cannot use the same things that you uniquely attribute to yourself to define what personhood means more generally. Personhood must encompass both the possibility of those individual differences and some underlying commonality.

It was noted above that personhood is sometimes understood to be an intrinsic property—a property that all human beings share. Let’s assume for a moment that each of us has a unique identity or essence that makes us who we are. Is this unique identity something that we achieve over time? Is it something that can be lost? Is it something that can be duplicated or repeated? Or is it possible only for one individual to have one unique identity? In the Western philosophical tradition, these questions take us to the very heart of the matter of personal identity.

Historically, the debates about personal identity in this Western context are centered around the following two main themes:

  • A search for a principle of individuation, that is, a principle or rule by which something can be distinguished from other things or from others within the same group or classification.
  • A way to account for the continuity of identity, that is, what allows something to acquire and maintain an identity over time.

Both of these themes might seem far removed from ideas about personhood, but not if we consider some of the questions that come up in popular discourse about technology. For instance, is it possible to upload our minds into machines? Do clones have the same identity as their originals, and if not, how do they differ and why? Can we replace most of our organs and limbs with technological prosthetics and still have the same identity?

Although these specific questions may reflect the contemporary popular imagination, philosophers have long wondered about what constitutes personal identity and how it can be lost, achieved, or maintained. We will touch on some of these ideas so that in the next section we can see how ideas about human identity and personal identity shape the ways we think about technological change and mediation.

4.2.3 INDIVIDUATION AND CONTINUITY OF IDENTITY

Theories of individuation look for the cause or principle that can account for the distinct nature of an individual entity. A principle of individuation can be used to explain how humans can be distinguished from other things (chairs, dinosaurs, rainforests, microwaves); alternatively, it can be used to explain how persons are distinguished from other persons. The principle in question is not something that pertains to specific traits like the type of haircut you have, or the kind of music you like, or where you grew up. It is said to be a fundamental or essential principle, cause, or mechanism that makes it possible for there to be a fundamental distinction between individuals. It amounts to a kind of metaphysical claim about what something is in its essence and how that essence can be distinguished after it has been assigned a category, such as human beings or rational agents (Gracia 1984).

For many ancient thinkers, and still for many people today, what makes a person a person hinges on a metaphysical belief about an intrinsic property that occurs only within human persons, for instance, a soul or an essence.

In the context of the Western intellectual tradition, historically speaking, the principle of individuation was about a substance of some kind, something either material (for instance, the body) or immaterial (for instance, the soul or intelligence) that could endure through time. This enduring substance accounts for individual personal identity, because the individual is one and the same substance over time. Whether that consistent substance is material (like a body) or immaterial (like a soul), the continuity of the substance helps to explain the continuity of the distinct individual composed of it.

When this view is maintained, there is no real need to determine what remains continuous over time since what remains continuous, as well as what differentiates one being from other beings, comes down to an essential substance. But not all theories of personal identity look for a principle of individuation to determine what constitutes personal identity. And not all theories of personal identity rely on metaphysical claims about an underlying substance or essence.

In fact, there have been various shifts in the way personal identity has been understood within the context of philosophical, legal, and political thought. In sixteenth-century Europe, the term “person” was frequently used to talk about participating in a community and being subject to that community’s laws. (You may notice a resemblance here to how “being a person” is understood in sub-Saharan communitarian traditions.) Thomas Hobbes, for instance, tied the concept of person to representation and how we appear to others. He appealed to the Latin roots of the term: “persona” in Latin originally referred to the theatrical mask used in both Greek and Roman theater. Accordingly, Hobbes was able to describe two different kinds of persons: natural persons who represent themselves and artificial persons who represent other persons or things (Hobbes [1668] 1992).

David Hume, notably, argued that personal identity doesn’t have any enduring status at all (Hume 1978). For him, if we think there is an underlying substance or unity that supports the continuity of the self, we are mistaken. The mind, he insisted, is nothing more than a bundle or collection of different perceptions. Individuals are differentiated by their perceptions and experiences but there is no essential self onto which these perceptions and experiences adhere. According to Hume, although we have a tendency to think of ourselves as the same person that more or less remains the same over time, this is nothing more than an illusion—a trick of the mind.

John Locke (whom you may remember from our discussion of utilitarianism) had similar ideas about personal identity. However, his account is particularly noteworthy because he is often cited as the one who cut the knot that for centuries tied personal identity to metaphysical ideas about substance. For him, the question of personal identity is not a matter of determining “what the person is made of” but rather “what it is that allows a person to maintain their identity over time.” He insisted that the identity of a person is not to be based on a material substance such as the human body nor does it rely on an immaterial substance such as a soul or spirit. Instead, the identity of persons rests solely on consciousness. A person, Locke maintained, is best defined as “a thinking intelligent being, that has reason and reflection, and can consider itself as itself, the same thinking thing in different times and places; which it does only by that consciousness” (Locke [1690] 1990, II, §26).

Locke also thought it was important not to conflate our understanding of persons with our formal definitions of humanity (Thiel 2011). To refer to a person is to refer to an intelligent agent that is able to extend “itself beyond present existence to its past, whereby it becomes concerned and accountable” for past actions (Locke [1690] 1990, II, §26). The unity and identity of the person is a continuous process through which the past is brought into the present.

Locke understood the idea of persons to be a “forensic” notion, which is to say that he thought that our ideas about personhood were crucial for understanding how we ascribe moral and legal responsibility. In order to ascribe actions to an individual, we have to be able to see them as the cause of actions. In order to ascribe moral and legal responsibility to a person, that person needs to be seen as a coherent and consistent self. In Locke’s judgment, without memory and without the capacity to reflect on our own actions, this type of consistency and coherency is impossible. In other words, Locke’s approach to personal identity was unique in part because of the emphasis it placed on self-awareness or self-consciousness.

It is worth noting that self-consciousness is another of those traits or capacities that are often used as a way to distinguish persons from other entities or things. Not surprisingly, this also means that people continue to debate its exact meaning (Crone et al. 2012).

Generally speaking, self-consciousness refers to a capacity that makes it possible for individuals to distinguish themselves from the world in which they are embedded. Self-consciousness is also what makes it possible for individuals to recognize feelings, thoughts, and emotions as their own. Some philosophers have argued that self-knowledge—knowledge that we gain about ourselves—presupposes self-consciousness and, therefore, it is an essential aspect of what it means to be a person. Others argue that self-consciousness is necessary for us to deliberate about our actions and intentions and, therefore, it plays a fundamental role in ethical thinking (Korsgaard 1996).

4.2.4 THE SELF, IDENTITY, AND NARRATIVIZATION

As noted above, Locke’s conception of the human person is forensic; that is, it is concerned with how it is that we attribute responsibility. This is one of the reasons that self-consciousness is so important for Locke’s conception of persons. Without it, a person could not be understood to be the author or agent of their actions and therefore could not be held accountable for their actions. As influential as this approach to personal identity may be, it prioritizes the human’s capacity to know and do.

A different perspective on personal identity can be found in what is sometimes described as the narrative approach to personal identity (McLean 2008). Narrative identity begins with the basic claim that human beings are not simply knowers and doers—they are also storytellers. As both highly intelligent and imaginative creatures, humans use narrative to explain where they come from, where they are, and who they wish to become. These narratives reflect aspects of one’s life that they find meaning and valuable. Because narrative plays such an important role in human life, theorists across various fields have used the term “narrative identity” to capture something about what it means to be a person that other accounts leave out. As DeGrazia explains,

Your narrative identity involves your self-conception, your self-told story about your own life and what’s most important to you. Rather than merely listing events involving you or facts about you, it orders these events and facts, highlights certain features and people, and organizes what’s highlighted into a more or less coherent story of your life and character. (DeGrazia 2005, 179)

The experiences, events, and happenstances of our existence can be construed as information about who we are as people. But they do not seem to present us with a complete picture of who we understand ourselves to be. Narrative identity helps capture the fact that our identities are not something that happen to us: they are something that we creatively express as we talk about ourselves and share the events of our lives with others. Self-knowledge, in other words, is not something we can gain through immediate and direct analysis. Instead, narrative identity theorists argue that self-knowledge is something we gain through mediation. In particular, narrative identity theorists argue that we gain self-knowledge through the stories that we have been told, or through the symbols and myths that we have inherited through different social settings (Ricoeur 1991). Therefore, it is often the case that our feelings and judgments about how best to represent ourselves reflect the values and prevailing story lines of our own sociocultural context.

Story Point: “Welcome to Your Authentic Indian Experience™,” by Rebecca Roanhorse

The first sensation is always smell. Sweetgrass and wood smoke and the rich loam of the northern plains. Even though it’s fake, receptors firing under the coaxing of a machine, you relax into the scents. You grew up in the desert, among people who appreciate cedar and pinon and red earth, but there’s still something home-like about this prairie place.

Or maybe you watch too much TV. You really aren’t sure anymore.

Jesse works as an Experience Guide for a local VR company. Both a personal and a professional American Indian, Jesse offers Vision Quests to Tourists in search of a spiritual experience. Jesse’s skill as a storyteller and guide helps Tourists feel like they’ve had a deeply authentic experience, even though—or perhaps because—Jesse bases his Vision Quests in familiar movie stereotypes instead of his own history and life experiences. Throughout the second half of the story, we see the slow theft of Jesse’s life, and arguably his personal identity, by a White Tourist who believes he understands and deserves Indian identity more than Jesse does. But even before this particular act of individual theft we can observe a subtler, broader theft at work by noticing how the disjunction between pop-culture Indian stereotypes and everyday reality has made it difficult for Jesse to feel like he really counts as Indian. This story raises important questions about who gets to claim what identities, how shared identities get constructed, and who decides what counts as “authentic”—a word that, much like personhood, is very powerful but also difficult to define.

4.2.5 MORAL AND LEGAL RESPONSIBILITY

In most classically liberal and democratic nations, individual freedom and individual control over one’s actions, body, and choices are considered valuable and worth protecting. Accordingly, these societies typically recognize certain rights in order to protect them. With this individual freedom and control comes responsibility, both legal and moral. Individuals are understood to be the authors of their own actions and therefore are responsible for those actions.

What does responsibility entail? Although moral responsibility and legal responsibility are closely related, they do not always carry the same meaning. In this section we will identify how they overlap and why in some instances they differ.

Legal responsibility is assessed (and intentionally so) according to criteria that closely align with moral responsibility. One such criterion is that the individual in question, in order to be legally culpable, must have moral agency in order to be responsible. Generally speaking, moral agency is comprised of the following five aspects:

  • Agency: Defined as the capacity to act and effect change on our environment and to affect other living and nonliving entities.
  • Self-determination (autonomy): The idea that we can act in ways that are not fully determined by the environment in which we find ourselves nor by our historical or social context.
  • Self-awareness: An awareness of one’s self in distinction from objects and from other agents acting in the world.
  • Rationality: Narrowly defined as the cognitive process through which we determine that for every action or event there is a cause.
  • Responsibility: The capacity to identify our actions as our own and take responsibility for those actions, and/or the capacity to accept that we are part of relations through which we come to determine what we are responsible for and what we are not responsible for.

Another important criterion for legal responsibility, which likewise overlaps with many ethical frameworks, rests on the distinction between voluntary and involuntary actions. As we discussed in chapter 2, in the context of most traditional Western ethical frameworks such as deontology, virtue ethics, and utilitarianism, moral responsibility and culpability apply only in those cases in which voluntary action is performed. Involuntary actions (understood in this context as actions performed out of ignorance or action compelled by force or coercion [Aristotle 1999, III.1]) may be considered good or bad with respect to their consequences, but the moral agent is responsible only indirectly, if at all, for involuntary actions (Sidgwick [1874] 1981). Similarly, a moral agent is less responsible—if at all—for involuntary action (which typically means action performed out of ignorance or action compelled by force or coercion [Aristotle 1999, III.1]) than for voluntary ones. Similarly, most criminal offenses require proof not only of an actus reus (a “guilty act”) but also of a mens rea (“guilty mind”), a specific state of mind on the part of the accused. Furthermore, an actus reus must include a voluntary act for someone to be charged with a crime. As the legal theorist and philosopher Anthony Duff explains: “In the absence of a voluntary act, any movements of my body are involuntary; and whilst those movements might cause harm, thus making me (or them) causally responsible for the occurrence of that harm, I lack control over those movements and cannot justly be held either morally or legally responsible for their effects” (Duff 2009).

Yet although the criteria overlap significantly, it’s not hard to find situations in which legal and moral responsibility do not align. For example, it is not illegal to entice children to spend money on virtual goods or hook people into pay-for-play platforms, but there may still be moral reasons for finding ways to prevent these practices (Hohn 2018).

On a more personal level, most of us can recall times when we felt morally guilty or responsible for something we did even though we did not break the law. Even if we cannot recall a specific time we felt this way, we can likely think of examples in which people explained their actions in terms of guilt and remorse. Similarly, most people would agree that while, for example, jaywalking and stealing money from your neighbors are both illegal actions, they do not necessarily come with the same moral weight. The point is that even if we believe in some cases that the parameters of legal responsibility could be fine tuned or updated to match our own moral judgments, the existence of these gaps helps to underscore that they are not the same thing. Legal theorists, philosophers, sociologists, and psychologists have offered various explanations for how and why they are different. One fairly common suggestion is that moral responsibility can be distinguished from legal responsibility because it is more deeply concerned with an agent’s attitudes and responses. When we hold a person (whether ourselves or another) to be morally responsible, we evaluate them not only on the basis of the things that they do or don’t do, but also on the basis of the underlying dispositions that shape the actions and attitudes that they express about others’ actions (Strawson 1962; Watson 2004). Blaming somebody in a moral sense (as opposed to a legal one) involves passing judgment on their character. It involves finding fault with their ideas about good or bad ways to act, or their responses to external actions or events (Nozick 1981). These shortcomings or defects do not imply illegal or criminal behavior, but they may still be considered failures of moral responsibility. Imagine, for example, that you learn that a friend of yours has died in a horrible accident. When you call to inform one of your mutual friends and share the date of the funeral, he acts indifferent to the news and says he can’t attend the funeral because he can’t miss soccer practice. Although this might be a simple matter of bad judgment, it is an example of a situation in which we expect certain responses from people, not only with respect to how they act but also how they feel about certain things. We can be let down or change our opinion about their character when they do not respond in the ways that we have come to expect.

Another difference is that the consequences of legal responsibility are also more concrete: the legal system holds you accountable, or doesn’t, as the case may be. The consequences of moral responsibility are far less straightforward. For instance, it may briefly feel rewarding to tweet “history will judge you harshly” at somebody whose actions you condemn, it’s difficult—perhaps impossible—to enforce a felt sense of moral responsibility in others. The simple reason for this is that you cannot control how people will respond to certain situations, let alone control how they feel, at least as an individual. This sort of enforcement does often take place at a broader social level: communities or societies always express expectations about how people should think and act. These expressed expectations can be very powerful, but there are no clear ways to measure or fully predict their impact on a particular human individual.

4.3 PERSONHOOD AND TECHNOLOGY

Thus far we have considered ideas about personhood by first considering what kind of question we are asking when we ask, “What is personhood? ” We then considered the connection between personhood and human identity as well as between personhood and personal identity. The discussion of personal identity included a conversation about how Western philosophers throughout the centuries have approached the topic of personal identity through individuation and continuity. After discussing some metaphysical arguments regarding personal identity, we noted the shift in the sixteenth and seventeenth centuries away from metaphysical beliefs about substance to ideas about the individual as constituted by consciousness and memory. We also discussed how personal identity is shaped by the narratives that we creatively piece together as we live our lives. The sections on personal identity required us to consider the role of self-consciousness and self-knowledge and how ideas about both are featured in various accounts of what it means to be a person. This final point led us to the topic of responsibility, and we made a point to distinguish between moral and legal responsibility.

Now that we have an overview of varying conceptions of personhood in the history of Western thought including legal, political, and philosophical viewpoints, in this section we consider how these conceptions are at play in some of the contemporary debates surrounding technology.

The topics that we explore are organized around four main themes:

  1. Technology and human identity: As we saw above, sometimes what it means to be a person coincides with definitions of what it means to be human (human identity). Does technology change our conception of what it means to be human? What is at stake in defining other entities, such as artificial life forms, as “persons”?
  2. Technology and responsibility: We have seen that understanding personal identity is often a question about how it is that we remain the same person over time and how it is that we can attribute actions, behaviors, creations, and thoughts—in short, agency—to individuals. How do advanced technologies interrupt common conceptions of what it means to be an agent and an agent responsible for one’s actions?
  3. Technology and memory: It was noted that memory seems to be an important ingredient in understanding personhood. If memory is important, does it matter that we rely on technology to remember things about ourselves and others? Do we give up anything when we outsource memory? Is it possible to live a human life without relying on external memory supports?
  4. Technology and narrative identity: We also noted that personal identity has something to do with the way we understand ourselves and the narratives that we use to describe and define ourselves. How does our conception of ourselves and others change with online interactions?

These days, it’s obvious how much technology is part of human life. Fitness trackers monitor our blood pressure, heart rate, and activity levels, while possibly influencing us to adopt practices that result in better metrics. Smart speakers give us voice control over lights, temperature, music, and many other aspects of our house, all by talking to a friendly disembodied voice. There are so many new technologies of this kind that the concepts of both “cutting-edge” and “normal” are constantly shifting.

Though the pace at which the “normal” changes may be new, technological mediation between ourselves and our surroundings is not. Anthropologists and paleontologists have long noted that the earliest humans used tools, created artifacts, and thought creatively about how to use the objects and space around them. Constructed shelters shape the world that we inhabit as well as our experience of it. Eyeglasses and canes are not as invasive as manipulating stem cells or altering DNA, but technology broadly understood has been with humanity since the beginning and has always influenced the way individuals and societies experience the world.

This is not the place to review the history of technological developments over the course of human evolution (although if you’re interested, you should check out classes on the history of science). But it is important to remember that although technology is often associated with the new, what we conceive of as technology is often shaped by what we consider to be normal. In other words, our baseline or default sense of how humans interact with the world is a product of our particular time and place rather than a meaningful universal baseline. Once new technologies are adopted and become part of our lives they create a new normal, and it is not always easy to imagine life without them. Some would argue that it is impossible.

4.3.1 TECHNOLOGY AND HUMAN IDENTITY

Various works of science fiction invite us to consider the personhood of androids so advanced and human-like that they can pass unmarked in human society; these stories seem to urge us, by and large, to expand our definition of personhood to include these not-quite-humans or warn us of the dangers of technology so advanced as to be worthy of personhood. While it may be true that such advanced technology is many horizons ahead of us, these stories also push us to consider the scope and boundaries of personhood.

Humans have been grappling with questions concerning the personhood of nonhuman entities, such as advanced artificial intelligence (AI), for some time now. In fact, societies have considered the personhood of animals and other nonhuman entities for centuries! The notion of building an autonomous entity goes back very far: many ancient Greek myths imagine the construction of autonomous beings, including but not limited to humans themselves. The Jewish myth of the Golem, an anthropomorphic creature built out of mud, goes back at least to antiquity. After the fall of Rome, widely circulated tales reported that the Empire had left behind vast underground troves of wealth, guarded by golden automata. But only in the nineteenth century did the stories of such built entities start to consider the potential personhood of these entities and the ethical problems that their personhood would entail. Perhaps one of the best-known stories is Mary Shelley’s 1818 novel Frankenstein; or, The Modern Prometheus, which is really a story about the creature (the Monster) as a person rather than the scary-monster story of later film adaptations. The word “robot” was introduced by Czech writer Karel Čapek in a 1920 play, R.U.R. The play includes notions of the “mechanization” of labor (though Čapek’s “robots” are more biological than mechanical) and includes ideas that are now referred to as the “robopocalypse,” wherein robots destroy humanity.

It can be very tempting to jump right into debating whether robots should count as people. Many mainstream news stories and think pieces about advanced AI systems are organized around this exact question. Before we start down that road, consider other, more familiar nonhuman entities that could (and perhaps should) provoke the same question. Crows, for instance, make tools out of sticks and their own feathers and drop stones into containers of water to raise the water level. Elephants take their young to visit the bones of their ancestors. Elephants and crows are not human beings, but they use tools and engage in burial practices, both of which have been suggested as markers of a distinctly human life (Jonas 1996).

One of the reasons it is both strange and familiar to think of nonhuman entities as having personhood is that there is a long tradition in which nonhuman entities are said to have some kind of legal or political standing. In ancient cultures animals were charged with and punished for crimes. In the United States, corporations are considered to be legal persons. Legal personhood often determines what sort of entities are deserving of certain rights and protections. Should certain forms of artificial life be granted with legal personhood? In 2017 the robot Sophia was granted citizenship in Saudi Arabia (Reynolds 2018). Earlier that year, the European Parliament adopted a proposal to explore the implications of how robots are classified legally and the possibility of creating a special legal status for them. The possible consequences of applying an existing framework like corporate personhood to robots are complicated: for example, the possibilities that such a law could allow humans to shield themselves from liability for robots’ violations of human legal rights (Pagallo 2018). (See the sidebar “Metaphors, Personhood, Technology, and Autonomous Cars” in chapter 6 for some of the complications with defining what should even be regulated as a “robot” to begin with.)

Story Point: “Message in a Bottle,” by Nalo Hopkinson

“Human beings aren’t the only ones who make art,” she says.

Greg’s friends all want to be parents, but Greg himself has different ideas about how to create a legacy for himself. Greg is an artist, and part of why he values art is because it can help people connect with each other even across differences of culture and generation. Greg’s art is motivated by the idea of giving a voice to the unheard and the unseen, using everyday objects to bring overlooked people back into our shared story. But although Greg wants to widen the circle of personhood to include many who are often forgotten, he balks at widening the circle further—especially when it seems to come at the expense of his own artistic legacy. Both Greg’s own art and the challenge he faces can help us think about how our tools and our creations are a part of our selves, and how they shape the way others understand us.

4.3.2 ANTHROPOMORPHISM: PERSONIFYING TECHNOLOGICAL ARTIFACTS

Even if we don’t think that technological objects of any kind can have personhood, there is still the matter of anthropomorphism—of attributing what we identify as human-like qualities to nonhuman entities such as a boat or a robot—and the effects of this practice. Darling (2017) details an experiment with two groups: one group that interacted with a robot who was given a human name and a backstory, and another group that was given just the robot with no backstory. The group given the backstory showed more standard markers for empathy when interacting with their robot, including asking if it was okay when struck with a falling object. This study suggests that the framing of the robot relationship can influence how people perceive, and subsequently interact with, a given piece of technology.

There are arguments against encouraging anthropomorphizing technology, especially forms of social robots that are specifically designed to interact with humans such as caregivers or teachers. The predominant argument is that these technologies may “replace” relationships with real humans because interacting with robots may be “easier” in some cases (Turkle 2010). For instance, roboticist Carme Torras, in her novel Vestigial Heart (Torras 2018), imagines a world in which each person has a helper robot rather than meaningful personal relationships. However, as Darling (2017) points out, there are many examples in which instead of replacing a relationship with a human, a robot can augment and enhance a human relationship. Consider an instance of an authority figure and a robot: Darling details specific cases including using both a Paro, baby seal robot, and a social worker in which interviews with young children were more productive with both the human and the robot present. Hence, social robotics can sometimes encourage and facilitate communication.

Story Point: “Dolly,” by Elizabeth Bear

Sven was cooking shirtless, and she could see the repaired patches along his spine where his skin had grown brittle and cracked with age. He turned and greeted her with a smile. “Bad day? ”

“Somebody’s dead again,” she said.

He put the wooden spoon down on the rest. “How does that make you feel, that somebody’s dead? ”

He didn’t have a lot of emotional range, but that was okay. She needed something steadying in her life. She came to him and rested her head against his warm chest.

“Dolly” is an old-fashioned detective story set in a technologically new-fashioned world. In this version of the future, many people have home companion robots that they use for housekeeping and for intimacy. One such person is the billionaire Clive Steele, who is killed by his advanced prototype Dolly. Another is Roz Kirkbride, the detective tasked with investigating Steele’s murder. Roz longs for a companion who can truly love her, but in the absence of such a partner, her home companion doll Sven fills some of the gaps. As the Dolly case unfolds, it challenges many of Roz’s most basic assumptions about what is possible and what she must do—and by the end, even her uncomplicated use of Sven has come to feel more complicated. As readers in a world in which companion AIs are less advanced than Sven but nonetheless manage to inspire our attachment, “Dolly” helps us reflect on the costs and benefits of relying on machines for emotional needs.

4.3.3 AI AND RESPONSIBILITY

Personal assistants have become more commonplace in the home. Many people have started to think of the disembodied voice of Alexa or Siri as part of their households, another person with whom to discuss, interact, and ask to play music. These digital assistants are oftentimes deployed within a home with multiple users, be they parents and children or a set of roommates. This situation of an entity within a shared space raises a number of curious questions related to the personhood, and more specifically the responsibility, of digital assistants. Consider a case in which two younger children are home alone and a friend brings beer to the house for all of them to drink: should the digital assistant immediately call the parents? Does the assistant have a responsibility to ensure the safety of the children? Or is it subservient to their desire to drink beer and have a good time breaking the rules? Or consider the simple question of a shared digital assistant between two partners: if the agent is instructed by one partner to lie to the other about a date or a location, should it? Can an assistant read your partner’s email to you? These questions are explored in detail by Luria et al. (2020), who find that many of these questions largely come down to how we perceive the social role of the technological artifact itself. Do we see the assistant as a full person, a member of a family? Is the assistant “owned” by a particular person? Or does the assistant have responsibility to everyone within the home? Does the way in which you define the personhood of the assistant make a difference in deciding to whom or to what the assistant owes responsibility?

These examples show us that it is important to be aware of how the language we use, or are encouraged to use, to refer to technological artifacts may influence both our interactions with and our thinking about these artifacts and their personhood.

Story Point: “Asleep at the Wheel,” by T. Coraghessan Boyle

Warren’s grinning, so Jackie starts grinning, too. “What? ” he says.

“Let’s us play chicken. Re-enact the scene, I mean. For real.”

He just laughs. Because it’s a joke. Real cars, cars that do what you want, cars you can race, are pretty much extinct at this point, except for on racetracks and plots of private land in the desert, where holdovers and old people can pay to have their manual cars stored and go out and race around in them on weekends, though he’s never seen any of that, except online, and it might just be a fantasy, for all he knows.

Cindy is a single parent with a high-stress job, and so she’s happy to outsource logistics and scheduling to the operating system of her self-driving car, “Carly.” Carly keeps track of Cindy’s schedule, the traffic conditions, and her recent shopping interests; it also monitors the movements of Cindy’s teenage son Jackie more closely than Cindy does. Cindy harbors some deep frustrations with her car, especially when its safety protocols lead it to operate in ways Cindy dislikes. But these frustrations do not reflect individual personality quirks of the car (which is ultimately an AI with recognizable decision trees, even if it’s been programmed to speak in a chatty voice). Rather, they reflect a larger technological social apparatus that has been designed to smooth away difficult decisions and dangerous edges for users like Cindy—both when those users like it and when they don’t.

4.3.4 DO WE NEED BODIES?

As we have seen, some definitions of personhood rely on metaphysical beliefs about an underlying substance that is said to constitute the unity and continuity to individual entities. We have also discussed how memory and self-consciousness can function to support notions of personal identity. Perhaps you have heard the hypothetical situation in which humans will eventually be able to upload their consciousness or their memories to a computer and “live” forever. How do the definitions of personhood provided above operate in ways that support these kinds of claims? How do they limit them?

Consider how our definitions play out in an example in which one consciousness, or at least appearance of consciousness, has the ability to “jump” between bodies. You may have had an experience close to this already if you’ve interacted with Alexa, embodied in multiple different speakers throughout your home, or Siri on your iPhone versus your laptop. Consider now a computer assistant/persona that moves between locations and even embodiments while interacting with you. There are multiple ways that this assistant can inhabit various embodied forms, which is totally different from what we as humans can do. Consider the following options for the embodiment of an assistant:

  • One-for-one: Each assistant has a single physical embodiment. This is closest to our experience as humans.
  • One-for-all: One assistant is embodied in several forms at the same time. This would be like talking to Siri on your smartphone and then interacting with Siri on your laptop. The physical embodiment and modes of interaction may change but the “consciousness” inhabits all of these embodiments simultaneously.
  • Re-embodiment: One assistant is embodied in several forms in sequence, but only one form at a time. This is similar to the Siri example but instead of being able to control multiple embodiments at the same time, Siri would have to “move” between them.
  • Co-embodiment: Multiple assistants can be embodied in the same physical form. This would be akin to interacting with both Siri and Alexa on your smartphone, at the same time. Both consciousnesses inhabit the same physical embodiment.

How do these options change your perception about the personhood of the digital assistant? Would you treat all these the same? Would the embodiment change how you perceived the assistant or what it could do? One such experiment was carried out first with a robotic butler that helps to check you into your room at a hotel reception, in the form of a humanoid robot with a name and identity that connects to you. The persona then could jump to different artifacts later, a TV screen in another room or a speaker overhead, to help you as you moved through a new space. How would you feel about interacting with such an entitity? It might seem nice to have one “personality” follow us between locations, but it also seems that it could be unsettling in some contexts (Luria et al. 2013; Reig et al. 2020).

This technology in particular presents a challenge for some views of personhood. Specifically, it directly puts in tension the distinction between the material substance-based metaphysics (i.e., that people have the same body over time), and the nonsubstance-based view (i.e., that people have memory and self-awareness). In the case of the body-hopping assistant, it turns out that individuals’ reactions depended heavily on the context. In the example noted above involving a robotic butler, people reported enjoying the fact that the personal assistant could follow them around and look after them in such a personalized way. However, when the same experiment was performed at a hospital, where the robotic concierge checked them in and then jumped to a smart TV in the room to offer assistance on dosing for medications, many participants thought that the assistant was not “smart enough” to give advice on dosing because it was working the front desk/check-in, saying “when you go to the X-ray room, [you want to] have a professional person [social presence] there, not [the one from] the reception area” (Luria et al. 2013).

4.3.5 TECHNOLOGY AND RESPONSIBILITY

The complications that technology brings to the concept of personhood doesn’t need to involve a robot. Instead, consider the ease and ability that many of us have to act at a distance from our physical selves and to act as a part of a larger collective. With the internet we can turn on cameras in remote homes, instruct Alexa to turn up the bedroom thermostat while we’re on an airplane, complete a digital art project online, or even commit code to a large open-source project used by millions of people (see the thousands of individuals who work on Linux in a completely distributed manner, listed under “Contributors,” at https://github.com/torvalds/linux).

The ability to act and create at a distance, or even as a part of a collective, complicates the notion of responsibility that we talked about in the definition for moral agency. The very notion of responsibility implies that we can identify our actions as our own. At a very basic level this can be understood with reference to our own bodies: I push a glass off the table, and it falls and breaks. I am the cause of that action and thus I am responsible for the result. However, various forms of technological mediation seemingly remove our actions from the immediate effects. Both of these features cause problems for many of the traditional Western theories of agency.

Consider also: is it possible for collectives, organizations, or simply groups of individuals to share responsibility? It could be argued that the internet and other networking and communication technologies create new forms of agency and action in which it becomes hard to find the locus of action. Do individuals invent new technologies? Or are new inventions and the production of technological objects the results of collective action? In chapter 5 we discuss the field of science and technology studies and stress the way society and tech operate together in an inseparable way. But here we show how our ideas about personhood are adjusted when we grant personhood to collectives and organizations.

Some collectives are made possible by technology, and in some cases such as Reddit, they are technological in how they function (i.e., as a nonphysical person), but the individuals act together as if they were a person in terms of collective action.

One metaphor we can look to is past complications brought about by a corporation or a state. In these examples, as with modern internet groups, collectives are enabled to create implicit persons in ways not before seen. In the United States, the legal workaround for this has been through the use of courts and recognition of these “implicit persons.” In the United States, public institutions and corporations are considered to be “juristic persons.” Juristic persons, much like “natural persons,” most notably human beings, are considered to have certain rights and duties (Oxford Reference, n.d.).

Consider the development of a software product via a distributed platform, where none of the team members ever meet. It becomes unclear how rationality, the process of determining cause and effect and self-awareness, and the process of understanding ourselves as distinct from other agents are to be maintained under such circumstances. For instance, in communal development it may become unclear whose words or code end up in a product. There are ways that we have attempted to maintain this connection through our tools; for instance, the distributed code management tool Git has full history, carefully logging each persons’ contributions, and it even includes a BLAME function to tie code back to individuals.

This last point is important not only for thinking about responsibility in a digital age but also specifically in the computer professions, where responsibility is dispersed among many individual agents. It is highly relevant to other engineering fields as well, in which a single project often involves hundreds or even thousands of people who work on the design, engineering, and building of an object.

Some theorists argue that responsibility can apply only to individuals (Nissenbaum 1996; Tavani 2012). Technology scholar Helen Nissenbaum, for instance, thinks it is important to use the term “accountability” rather than “responsibility” in contexts in which there is no single actor but rather a collection of actors. Accountability, Nissenbaum argues, is a broader concept than responsibility. Individuals, groups, and organizations can all be answerable. Only individuals are responsible. In a computing context, she notes that “accountability means there will be someone, or several people to answer not only for malfunctions in life-critical systems that cause or risk grave injuries and cause infrastructure and large monetary losses, but even for the malfunctions that cause individual losses of time, convenience, and contentment” (Nissenbaum 1996, 26–27).

Nissenbaum’s focus on accountability rather than responsibility raises some important ethical questions. Is it fair to say that only people can be morally responsible for an action? What counts as action? We might note, for instance, that sometimes responsibility is removed from the effects of our own individual actions and applies to our compliance or failure to act. For example, though it cannot be said that any one human being is responsible for climate change, there are plenty of moral arguments that call for all of us to take responsibility for the planet that we inhabit and for future generations, such as decreasing our carbon footprint. From this perspective, there is no reason to think responsibility cannot be collectively shared.

These debates are ongoing, and that is in part because the difference between responsibility and answerability also presupposes a conception of persons and how those persons can be distinguished from a group, organization, and community, or from a development team, project team, or company. Under further reflection, do these distinctions make sense? Do they help us think about responsibility and accountability? Do they help us to identify our values and promote those values? Or do we need to change our conceptions of personhood to better align a conception of human action that is embedded in technosocial systems?

4.3.6 TECHNOLOGY AND MEMORY

As we have noted above, one’s conception of one’s self is shaped by our life experiences and the particular ways in which we have internalized these experiences. This requires consciousness, certainly, but also the capacity to retain and remember past events. Insofar as your memories play a crucial role in shaping your goals and your values, they are an important part of your ability to think and act in a way that feels like it is “really” you.

It can be tempting to think that this “real” you, the one that is informed by your memories, somehow exists apart from the material world, including technology. But as we have noted, the boundary between the self and the world is not so easy to pin down in practice. Vision-correction technology or hearing aids can seem external to the self, but they can have a huge impact on how a person perceives and engages with the world. Similarly, technologies designed to collect, store, and transmit memory in many ways determine the means and conditions under which a person interacts with their own memories, either by storing things externally or by “remembering” our passwords and preferences so that we ourselves do not have to reproduce them regularly.

The outsourcing of “remembering” to smart technologies might seem like a threat to “real” you, but trying to remember a time when human beings did not rely on external memory supports seems impossible (as we discussed in chapter 3). In many ways, memory is experienced and realized differently depending on the technologies that are available and considered “normal.”

To put this into perspective, consider Locke’s notion of personal identity above, which emphasizes the importance of continuity of the self by reference to consciousness and memory. If memory is taken to be one of the fundamental aspects of our definition of personhood, is there more at stake when we rely on external memory supports? If, for instance, one’s personal memories and experiences could be transferred into a different entity, does that person exist in two places? Do they really die when their body dies? As more and more of our memories are stored in images, text, and other digital forms, some people have wondered: do multiple copies of ourselves exist? Answering these questions requires us to gain clarity about our own ideas about what constitutes personhood.

4.3.7 TECHNOLOGY AND NARRATIVE IDENTITY

“On the Internet, nobody knows you’re a dog” (see figure 4.1). While tongue-in-cheek, this saying illustrates an important facet of the online world. Since people are not physically observable when they interact as end users on a particular online platform, these interactions can give an impression of privacy. For example, when posting on Reddit or playing Fortnite there is a reasonable expectation that your personal information is private unless you choose to reveal it on the platform. Hence, when interacting online as end users, interactions require deliberate button presses, so we start with a “blank slate” of anonymity granted by this privacy. This gives us a freedom, to craft the personas through which others on the internet interact, far beyond what we typically have in the offline world (sometimes called “meatspace,” to designate it from online spaces (Glabau 2021; Sullins 2000), where we constantly send out signals about ourselves to those around us even when we don’t intend to. In this section we focus on what this combination of a blank slate and intentionality means for the formation of identity.

image

FIGURE 4.1

A dog enjoying online pseudonymity. “On the internet, nobody knows you’re a dog” is an adage and internet meme about anonymity that began as a caption to a cartoon drawn by Peter Steiner, published in the New Yorker on July 5, 1993.

One of the classic draws of privacy is that it allows a person to maintain an acceptable “public” face while still letting the person “be themself” in more personal settings. This conception of different spaces of privacy or “spheres” may be familiar to you, and we return to it when we look at conceptions of privacy. This partitioning of space into public and private is sometimes used to strengthen intimate bonds between persons with less fear of harming their overall image. The internet adds a new dimension to this public-private distinction: people can put out content that is thoroughly public in terms of visibility, yet through their online personas they can separate this content from their offline public selves, which lets them share things about themselves that would normally be reserved for the private/personal/intimate sphere.

On the other hand, the internet can also let people present an even more carefully cultivated version of their real-world public selves. Consider how often social-media photos feature vacations, parties, and the other “glossy” moments of the subjects’ lives. Traditional media has long glamorized the lives and appearances of celebrities. This practice has carried on to social media, except with ordinary folks as the producers and subjects. This offers producers of such content avenues to fame and occasionally fortune through self-promotion. In this way, social media democratizes industries that used to be controlled by a small number of people. However, a downside of increased accessibility is increased pressure to compete with the high standard set by the curated lives of our friends and neighbors (Thal 2020).

A person’s public persona has never been entirely within their own individual control: even in a society that strongly enforces slander and libel laws, no individual can exert complete control over how other people interpret the things one says and does or the opinions that others form. Online, information about a person can disseminate faster and become even harder to erase, leading to reputational changes overnight. This process can be an instrument of aggression or of accountability; compare a situation in which a person’s photo, originally shared in a private and consensual setting, gets used against them as “revenge porn” versus a situation in which a person’s abusive communications, which they may have been able to cover up or deny in an offline setting, are used to warn other potential victims.

There are, broadly speaking, three ways to situate a given online persona relative to one’s offline identity. One of these is for an online user to lay claim to their offline identity, using either their legal name or other key identifying details of their offline self. (Legal names aren’t the only way to do this, but they are by far the most common, so we will refer to these as “real name IDs.”) A second approach is to use a pseudonym, and to consistently use the same pseudonym (or set or series of pseudonyms) when participating in an online community or group of communities that can be recognized by other participants as attributable to the same user. The third approach is anonymity, either by avoiding any identifying details or by disposing of user IDs frequently enough to prevent others from connecting one ID to another.

It can be tempting to see pseudonymous IDs as a middle ground between a real name ID and pure anonymity. On a very surface level, there is some truth to this: participating pseudonymously in a community over a period of time offers many of the same experiences of connectedness as offline participation in a meatspace community. These similarities include forming relationships and developing a publicly recognizable history and body of contributions. However, the online space remains distinct from the connectedness and selfhood of the offline person who uses that pseudonymous ID. But this simplistic spectrum makes sense only if we assume that the fullest and most authentic disclosure takes place under the real name ID, or that using one’s real name is equivalent to a full and authentic disclosure—and that is an assumption that does not hold up to scrutiny. Almost anyone who has had pseudonymous experiences in online communities is likely to have formed intimate connections through that medium, or at least to have disclosed things about themself that they would not be comfortable sharing with many people in their offline lives. And any person with any experiences in offline communities will be familiar with the experience of editing oneself in front of others.

Story Point: “Lacuna Heights,” by Theodore McCombs

How desperately unhappy do you have to be, Andrew thinks, to pothole your own mind like that?

Andrew, like many residents of future San Francisco’s upper crust, has an Aleph—a neural implant that connects directly to the internet. Unlike most of Aleph’s client base, though, Andrew makes use of the device’s privacy mode, a function that prevents privacy-locked memories and experiences from being bundled for public consumption but that also necessarily locks out the user themselves once they exit privacy mode. While in public mode, Andrew’s experience of his own life is fractured and disjointed. He is troubled by the knowledge that he is hiding something important from himself and also haunted by grief and anxiety about this important thing he cannot quite remember. The reader’s journey alongside public-mode Andrew—an unreliable narrator if ever there was one—conveys both the impossibility of living life well when one’s life story is radically incomplete, and the emotional and ethical toll it takes on Andrew himself that he is unable to fashion a coherent story about his own life.

4.3.8 AVATARS AND SELF-PRESENTATION

Up to this point, we have assumed a “disembodied” online experience, in which other people perceive a user only through content that user has written or uploaded. But since physical appearance is such a powerful component of personal identity for many people, it is not surprising that developers have tried to recreate the experience of embodiment virtually as well.

Consider a massively multiplayer game like World of Warcraft (figure 4.2) or a social simulator like Animal Crossing, which allows players to interact with each other through customizable avatars. In some cases, players create their avatars to be virtual doppelgangers of their physical selves. It’s possible for players to base their avatar choice on elements that are not related to personal identity, at least consciously (“I play as a Night Elf because they have useful stat bonuses”). But avatar creation can also be a unique means of self-exploration or self-expression.

image

FIGURE 4.2

In a 2007 World of Warcraft commercial, Mr. T shows off his Night Elf likeness.

For instance, many players create avatars with gender presentation different from the players’ offline gender presentation. Some of these players are transgender people missing either the material resources or the supportive social environment they need to transition in the offline world; avatars can offer these players an opportunity to present themselves as they wish (Jamison 2017). Other players may choose their avatar’s gender expression to challenge or play with social norms, to experience life from new perspectives, to alter others’ behavior toward them, or to tell stories through role playing (Osborne 2012). While the opportunity for such elastic self-determined presentation has been available for a long time through role-playing games (decades if one considers only tabletop role-playing games, millennia if one considers the more basic act of collaborative imaginative storytelling), such games have relied on the player’s own narration or description to create and sustain their fictionally crafted appearance. In online games, a player’s chosen appearance is visible to others without that player having to mediate or explain, making it more like meatspace life in that one way.

Story Point: “Not Smart, Not Clever,” by E. Saxey

The polite term for what I do is ghost-writing. Sometimes I’m ghostly. When I creep into lecture theatres. When I need someone to swipe me in and out of buildings, to pick up their device, to type for me, as though I can’t touch objects. When the lecturer says, “Any questions? ” and I’m bursting with questions, but I can’t have a voice. When I see my face reflected in the screen of someone else’s device and I pull away before the face-rec can catch me.

Lin’s new friends at University are in the same boat as undergraduates everywhere—they’re struggling to keep up with their schoolwork, terrified of flunking out, and on the hunt for a form of plagiarism that can outwit the face-rec and brain-rec software their University is using. Lin is a talented researcher and writer with a knack for copying other people’s writing style, so she helps her peers out—for a price. Over the course of the story, it becomes clear that Lin herself pays a different kind of price for submerging herself, over and over again, into other people. “Not Smart, Not Clever” offers a powerful reflection on how transformative it can be for the self—for good or for ill—to take on other identities.

4.4 THE POWERS AND LIMITS OF DEFINITIONS

In sections 4.2 and 4.3 we explored multiple ways of defining personhood. These definitions have helped us explore the ways in which technology, as something fundamental to human life, influences the way we think about personhood.

But although definitions can help us think more clearly and guide our reasoning, they do not by themselves solve the problems they help us recognize and describe. After all, acknowledging the personhood of someone or something doesn’t automatically mean we will know how to treat that person or thing, nor does it mean that we will always do what is right by that person or thing.

Definitions can also give us the impression that categories and concepts we use are fixed and permanent. But as we have seen so far in this chapter, technological, political, and societal changes have continually challenged us to rethink our definitions of human identity and personal identity. There are no final definitions of what does and does not count as personhood, even if we may need to rely on operational definitions.

At the same time, personhood is, as we suggested, a normative concept. This means that it is a concept that has implications for how we are to treat others. For this reason, it remains important to pay attention to situations in which it is applied as well as to situations in which it is being denied or retracted.

It is an unfortunate fact that sometimes human beings are put into situations where their personhood is severely constrained or limited. Over time, these constraints can lead to an insidious feedback loop, where the normative claim to personhood grows weaker and weaker in the eyes of those who do not suffer from the same constraints. One front where this dynamic plays out most visibly is with respect to privacy.

4.5 PRIVACY AND PERSONHOOD

In the early months of the COVID-19 pandemic, many people’s lives were transformed to revolve around online interactions for nearly everything: socializing, work, school, shopping, and medical care. Moving so many of our interactions online allowed data about these interactions to be recorded and tracked in an unprecedented manner. Even before the pandemic, a Pew Research Poll found that 81% of Americans felt they had very little or no control over the data collected about them (Auxier et al. 2019). With so much of our activities moving online during the pandemic, these concerns have only grown as we have generated more and more data about how we work, play, and live; in a recent survey, 75% of adults agreed that there should be more governmental regulation on how companies can use personal data (Brennan-Marquez 2021; Kite-Powell 2020; Véliz 2021). When the 2019 Pew survey asked participants to describe privacy in their own words, 28% of respondents mentioned other people or organizations, 26% mentioned the ability to control or decide accessibility to parts of their lives, and 15% mentioned control of possessions or information without reference to others. However, 9% of respondents responded that privacy, and especially digital privacy, is a “myth” and does not exist.

The developments in information and communication technology over the last several centuries have made it easier than ever to collect data about people’s movements, spending, and interactions with others. Modern information and communication processing systems have also made it much more efficient to analyze that data, and much easier to bundle the data into a form that is usable by a marketing department or a political organization. As physical devices like smartphones and platforms like Facebook or LinkedIn have become de facto requirements for maintaining one’s social or professional connections, users have submitted to the loss of different kinds of privacy with varying degrees of consternation.

But simply enumerating these encroachments on our privacy does not help us understand what they mean in practice, or how much they ultimately matter, or why. Connecting privacy to personhood will help us gain a better understanding of why these things matter. In particular, we will see that several of the core elements of personhood—memory, identity, decision making, self-consciousness, self-understanding, and responsibility—rely on privacy. These parts of our existence can operate fully only when some measure of privacy exists in order to protect them.

Although this chapter offers you some fairly sophisticated philosophical tools to understand privacy and personhood and how they are connected, it is also possible to appreciate this connection at a more intuitive level when we immerse ourselves imaginatively into specific settings where they are in play. The following three examples offer some situations for feeling your way through how deeply connected personhood and privacy are. As you will see, each of these three examples becomes easier to understand fully, and to respond to, when we bring to bear well-developed ideas about personhood. But you can probably also see how, even without those well-developed ideas, there is in each case an intuitive connection between the threats to privacy (potential or actual) and the ways in which those threats diminish one’s own capacity to regard oneself as a person and are thus worthy of respect and fair treatment.

4.5.1 TYING PERSONHOOD AND PRIVACY TOGETHER: THREE EXAMPLES

Example 1: Open Offices

One recent case study can be found in the move toward open-plan offices in many white-collar jobs. Open office plans represent a shift away from a more “traditional” plan of white-collar offices, in which most employees work in private or semiprivate spaces. Because many other aspects of these formerly individualized office workplaces have remained stable during this shift from private or semiprivate workspaces to open-office plans, comparing working conditions and practices under these two layouts can help illuminate how the shift in layout affects other aspects of workers’ lives.

The private office, as we know it, came to exist during the eighteenth century in the major cities of Europe, when lawyers, civil servants, accountants, and other professionals who had previously worked from home began renting separate rooms for work; in response, the companies that employed them began to build buildings specifically to provide them such space (Dishman 2018). This model remained standard until the middle of the twentieth century for some classes of professionals. (It is worth noting that individual office space was never representative or standard for most workplace conditions; most types of physical labor such as construction, agricultural work, and factory jobs take place in open spaces, and many types of office workers have shared space with other workers doing the same job.)

Since the 1960s, there have been two waves of effort to shift away from private workspaces and toward open offices. In the 1960s, German and American companies began to experiment with open-plan offices in an effort to democratize the workplace and promote greater collaboration. There was significant backlash to this move among workers, and most of the companies involved in this shift converted their open workspaces into semiprivate cubicles in the 1970s and 1980s. But the open-office idea rose to popularity again in the mid-2000s, especially as a workplace design for tech startups. Many of these startups relied on open plans because they were cheaper to establish and maintain. But even as these companies became more profitable and were able to design workspaces of their choosing, an increasing number of companies—in the tech industry and elsewhere—began to choose open-plan offices, again in an attempt to decrease hierarchy and to promote collaborative innovation (Bernstein and Turban 2018; Oldham 1988) as well as to capitalize on the symbolic power of the open-office plan, which had quickly become recognizable as characteristic of the exciting and innovative (and profitable) Silicon Valley startup.

Yet studies have repeatedly found that open-plan offices rarely succeed in promoting the work culture for which they aim. According to a 1988 study, workers who had switched to private workspaces reported feeling less crowded and better able to accomplish tasks (Oldham 1988). A 2018 study of workplaces that transitioned to open-plan offices, which tracked actual behaviors rather than relying on self-reporting, found that face-to-face communication among workers dropped by 70% and that these workers took almost two-thirds more sick days (Bernstein and Turban 2018). Workers interviewed for the study reported feeling unable to do their work amid the distraction of the open office plan, and significantly lower levels of overall health and happiness.

The reason worker productivity suffered in open-plan offices is not that the architects’ vision was entirely mistaken; in fact, researchers found that there was indeed more communication and collaboration between teams, whose members would be less likely to interact in a traditional cubicle-based office space. But when we consider the larger work patterns in this study, specifically the amount of face-to-face interaction between coworkers, it becomes clear that open-plan offices are quite damaging both to office productivity and to the workers’ self-reported well-being, and that these forms of damage are related.

In both the 1960s open-plan offices and those of the new millennium, workers felt that their ability to do certain kinds of work was undermined by the lack of privacy. Additionally, workers in several studies reported feeling pressure to look busy, and one study in particular reports that women feel an additional pressure to dress nicely (Hirst and Schwabenland, 2017; Morrison and Smollan 2020). In other words, workers in open-plan offices find themselves stripped of many different kinds of privacy: the ability to control the terms of their interactions with others, the ability to think and work without distraction or interruption, and the ability to make choices about how to spend any given moment of their time without feeling evaluated or scrutinized. The need for this personal sense of control also explains why, after the proliferation of remote work in the beginning of the COVID-19 pandemic, which we discuss further in section 5.5.6, many workers were hesitant to return to in-person workplaces even when they were not specifically concerned about COVID exposure.

As these studies found, the ideal of the nimble, highly collaborative open-plan office is undermined by the fact that many workers find it necessary to manage their experience of being there, and the concept of personhood equips us to understand how and why. If we imagine workers only as entities that aim for maximal productivity, these workers’ choices—taking lots of sick days or communicating primarily by email—seem counterproductive. But if we take seriously the idea of workers as persons—that is, not only as entities capable of reflecting and making choices but as entities who need to be able to reflect and make choices for their own (and others’) basic well-being—then we can better understand how the constraints imposed by open-plan offices might seriously impede a worker’s ability to accomplish tasks.

Most office jobs that have not yet been automated require distinctly human capacities from their workers, including creativity, sustained attention, and flexibility—the same qualities that are most at risk from the lack of privacy in an open-plan office. Without some measure of control over her interactions with others and the pace and method of doing her work—that is, without any privacy—a worker’s personhood is put under pressure.

Example 2: Re-evaluating Gender Identity

Many, if not most, people would say that their gender is an important part of who they are and how they experience the world. Many of our expectations about what other people will be like—and about what we ourselves will be like—are rooted in deeply embedded cultural norms about how men and how women are each supposed to behave. Even if you don’t notice it in your own social interactions with others, reading or watching stories in popular media will reveal some deeply embedded assumptions about how being a man, or being a woman, is related to how a person thinks, acts, and feels.

Even people who are cisgender (i.e., people who identify with the gender assigned to them at birth) often struggle with how much, and in what way, their gender identity informs the way they perceive themselves, others’ gender-related expectations of them, and their social capabilities. These struggles are far more complicated for people who are transgender (trans, i.e., people whose gender identity differs from the gender assigned to them at birth). In order to claim publicly the gender identity that feels true to them, trans people must argue for, or at least assert, an identity that does not match what others have previously expected them to be. Because many people are unfamiliar with the concept of gender nonconformity, or even hostile to it, any trans person who wishes to change their public identification will often be put in the position of explaining this basic aspect of their existence over and over again, and in many cases will have to contend with others who resist or deny their self-identification (Austin 2016).

When a trans person publicly claims a gender identity that feels comfortable to them, or rejects gender identity altogether, they are making something personal about themself part of their public life. That public can include friends, family, coworkers, or the Department of Motor Vehicles (DMV). Before reaching that point, almost all trans people go through a period of reflection or introspection in which they reconsider their gender identity (Planned Parenthood, n.d.). In materials designed to help those who are transitioning, it is often advised to find a small circle of trusted friends to tell first. One trans woman reports that “I tell myself first, repeatedly. I keep it up until … my mind has completely come to terms with what I’m telling it. Then I’ll be ready to tell others.” (Advocates for Youth 2020). This introspection is often quite challenging. Even when they are not facing prejudice and threats of violence—as is frequently the case (Wirtz et al. 2020)—trans people often report having had difficult periods of time when they found it hard to make sense of their own feelings and experiences, because they were trying to interpret themselves by means of categories that didn’t fit; even those trans people who report a clear sense of their own gender identity early in life almost uniformly face significant pressure to conform to their birth-assigned identity.

The challenge that trans people face—whether they identify clearly with a different gender or understand themselves to be fluid or nonbinary—helps make clear the complex nature of gender identity: it is both internal to the individual and part of the public sphere. It is internal in the sense that individuals identify their own gender identity; but it is also public in the sense that a person’s gender identity is part of how they interact with the world and with other people. Because of this complex intersection, a trans person’s decision to change their social and/or physical presentation to match their gender identity is a difficult one, because it requires them to demand changes in how other people (such as family and friends) and institutions (such as the DMV) recognize and categorize them.

In addition to ascertaining their gender identity, trans people also have to, or get to, decide how much of this personal history to make public. A person who has undergone some form of “transitioning”—the process of integrating their gender into how they present themselves to others—may wish to keep their trans status private even if they publicize their gender—for instance, changing the sex marker on their driver’s license to avoid harassment at traffic stops and ID checks.

A trans person’s control over information about their assigned-at-birth gender, their true gender, and the relationship between them is important in part because it affords them the physical and legal safety to live as they wish. Individuals report being harassed or harmed or fired when their gender identity was revealed (Thompson 2016). In the United States, this disclosure can happen through electronic medical records, through interactions with employer-provided insurance (for instance, if the person wants the insurance to pay for trans-related medical expenses such as hormones) (Thompson 2016), through legal records such as birth certificates, through drivers’ licenses, or through old online presence under their “deadname” (the one that they no longer use). Having privacy about their body and their gender expression allows them to live more securely.

Just as importantly, privacy is directly essential for this process of transformative self-knowledge, because a trans person’s process of coming to understand their own gender identity necessarily involves breaking away from other people’s expectations and ideas. Even the most sympathetic and receptive friends are likely to think of a trans person in terms of their prior gender identity before the newly claimed identity has been disclosed to them. It is necessary for a trans person to feel entitled to know themselves in a way that is not available to anyone else and to try on new identities without scrutiny or judgment from others. Without that private space, they will not have the opportunity to test new possibilities against their own ideas of their own unique personhood.

Example 3: Prisons

Prisons are a more deliberately constructed case study on the intersection of privacy and personhood because prisons are institutions in which persons—those convicted of crimes or accused of crimes—are systematically denied privacy in order for that institution to function as intended.

Prisons serve two major functions. The first function, to detain people convicted of (or accused of) crimes, answers the practical and logistical needs of the state in maintaining civic order; it is much easier to oversee and contain a group of people if they are all concentrated in the same place rather than scattered. The second function, to punish or reform the prisoner by subjecting them to the experience of prison, is not about logistics; this function is fulfilled only when the imprisoned person suffers from the experience of being imprisoned, so that they will be either deterred from or trained not to pursue future crime. The psychological and social theories behind prison-as-punishment and prison-as-reform are quite different in several important ways, but these approaches share the assumption that the prisoner needs to experience suffering at a deep level in order for prison to “work.”

This second reason for using prisons dates back to the Roman Empire and was used intermittently throughout the Middle Ages (although slavery was a common alternative). In the modern age, as prisons have become the primary form of punishment, this second function has become central to how prisons function, both in practice and as a part of how civil society is conceptualized (Grassian 2006).

With rare exceptions, incarcerated people do not have access to any kind of physical space where they can be alone and/or not surveilled; in high-security facilities, even restrooms are typically subject to oversight (Feeney 2016; Foster 2017). They also lack most of the legal protections they had or would have outside the prison, and what protections they have are often fragile. In the United States, for example, the Supreme Court determined in the middle of the twentieth century that imprisoned people cannot claim the protection of the Fourth Amendment (which protects against unreasonable search and seizure of one’s property), because this protection depends on a “reasonable expectation of privacy,” which prisoners cannot claim to have (Bell v. Wolfish 1979, 559). Imprisoned people also have less control over their own bodies than nonprisoners; for example, a person incarcerated in the United States who fasts or goes on a hunger strike can be force-fed, on the grounds that the state’s interest in keeping the prisoner alive outweighs their right to privacy (Stahl 2019; West and Noffsinger 2019). As British ex-inmate Carl Cattermole wrote in Prison: A Survival Guide, “Prison and privacy are two words that share the first three letters, but they have no overlap whatsoever” (Cattermole 2019).

Prison sociologists have argued that this lack of privacy for inmates is not just a by-product of the prison’s physical needs (the first, organizational function) but is also a goal in itself, intended to degrade the prisoners in front of both the guards and themselves (the second, experiential function) (Schwartz 1972). A great many firsthand accounts from current and former incarcerated people describe feeling degraded by the lack of privacy. (Bell v. Wolfish 1979; Brown 2020; Cattermole 2019; Stahl 2019). When prisoners are forced to be naked or subjected to strip searches in front of others, they are unable to exercise control over how others see them. This involuntary nudity can also be degrading for others who are nearby, because they do not have the choice to avoid seeing one another naked and without control over themselves (Schwartz 1972). An incarcerated person’s contact with nonimprisoned friends and family is also heavily surveilled, whether it takes place in person or by remote correspondence (Schwartz 1972; Cattermole 2019). At best, this surveillance limits some aspects of meaningful exchange; some argue that the heavily constrained nature of this contact makes it potentially more damaging than not being in contact at all (Schwartz 1972).

But prisons also help us understand that privacy is not the same thing as simply having time alone. One of the most serious punishments to which incarcerated people are subject is solitary confinement. In solitary confinement, each inmate has their own small space, where (unlike in other prison settings) they do not have to share space with others, and in many cases cannot hear them. Yet study after study shows that solitary confinement is highly psychologically destructive (Grassian 2006; Haney 2018; Shalev 2017; Smith 2006). Inmates in solitary very often suffer from headaches, abdominal pains, decreased alertness, hallucinations, and delirium, frequently within a matter of hours of being moved into isolation (Grassian 2006). After a 2011 investigation, the United Nations recommended classifying any solitary confinement stint over 15 days as torture (Smith 2018). Even though most incarcerated people desperately crave time alone, the enforced isolation of solitary confinement, without any ability to determine the terms for themselves, does not afford them relief.

In addition to affecting the personhood of the imprisoned, the existence of prisons also indirectly shapes the experience of personhood of those on the outside. More recent studies have emphasized that although the wider public does not witness these degradations directly, the full social function of the prison requires that the public be at least indirectly aware of the degrading nature of imprisonment (Novek 2009). The first reason is so that the threat of prison can serve as a deterrent to those who are not imprisoned, and so elicit socially compliant behavior from them. The second, more subtle reason is that nonimprisoned persons can better understand their status as free citizens when they are able to compare themselves to the imprisoned (Foucault 2007). When a society frequently exercises its power to imprison its citizens, on the grounds that they deserve it—as the United States, China, and many others do—that reality becomes part of the backdrop for everyone else. Those who are not in prison can tell themselves stories about how they deserve their freedom, unlike those who have been incarcerated; but their freedom remains contingent, because the government has the power to take it away.

The existence and operation of prisons thus illustrate that denying a person the opportunity for privacy degrades them in their own eyes and in the eyes of others; often, the long-term consequence for the person who has suffered this degradation is that they are seen as less valuable, or even as less deserving of the rights and protections extended to those who have not suffered in this way.

As these three examples show, privacy is crucial for some of the basic ideas and activities that help us understand ourselves as persons, both in the sense of being uniquely ourselves and in the sense of being worthy of consideration. Each of these examples centers on personhood in some way: as a matter of reaching clarity about one’s own identity and values, or of remaining recognizable to oneself and others as worthy or capable of these things. And in each case, in different ways, some kind of privacy is a necessary ingredient. The implication of these combined examples is clear: when privacy is eroded, then the conditions for personhood are changed, even diminished.

But protecting privacy requires more than a commitment: it also requires a mutual understanding of what it is and how it intersects with personhood. The problem is that debates about privacy today seem to incorporate various ideas about personhood without ever explicitly naming them. The remainder of this chapter clarifies how our ideas about privacy have changed and how they intersect with personhood.

4.5.2 WHAT IS PRIVACY?

In the three examples provided in the previous section, privacy is understood as a separate sphere, space, or place for reflection. In the first example, workers who are continually exposed to others in an open environment are unable to perform their work and maintain a healthy sense of well-being. In the second example, gender identity moves from the private or personal sphere to the public sphere when someone rejects or claims a particular gender identity. In the final example, incarcerated people are denied the right to a physical space where they are free from surveillance and coercion. Each of these examples highlights how removing access to privacy as a discrete space fundamentally alters someone’s sense of personhood, in their own eyes and in others’.

For most of recorded history, privacy has been conceptualized in terms of physical space. Aristotle, for instance, made a distinction between public and private spheres (Shields 2022; DeCew 2018). He made it clear that there are some things that are meant to be shared broadly, and some things that are not. This distinction between private and public was also important during the seventeenth and eighteenth centuries in the context of the European Enlightenment. In the Victorian era (a designation for British history and culture during the rule of Queen Victoria, 1837–1901) the financially well-off classes, professional or rich, distinguished between the public and private spheres (Digby 1993). Much as for the ancient Greeks, for the Victorians the public sphere encompassed commercial, political, and nonfamily social interactions (Arendt 1958). According to this classification of space and social function, the public sphere was exclusive to adult males (Digby 1993). The private sphere was physically located within the house and included the management of the household and of relationships within the household. This of course implies that anything that happened within the context of the household was “private.” This did not mean that servants or family members were confined to themselves. It meant that the spaces were “private” because certain people were excluded from that private space and those “private” interactions. Likewise, those people who were seen as primarily belonging in the private sphere—women, children, servants, and slaves—were rarely, if ever, able to participate in public life. Indeed, in Greek culture, nothing was more embarrassing to a public figure than to have their private life, such as their wife or their family, discussed in public spaces (Garland 2009).

The literal division of spaces helps us separate some aspects of our physical, daily lives: the home, the office, or public institutions. And as noted in sections 4.3.7 and 4.3.8, because we are not physically present when we interact with others online, we can conceal parts of our identity that would be difficult to conceal in other types of interaction. But the organization of the world into spheres or spaces was not and is not only a literal configuration: it also functions conceptually. Although this distinction doesn’t specify the legality of what information can be obtained, it does enable us to think about what it means to be private by helping us think about whom and what “privacy” excludes.

When we talk about the division of online “spaces,” we are talking about a conceptual division, using physical space as an analogy. It can help us think about the way we perceive the space of our interaction, who is included, and who is not. You can see the space analogy at work even in dealing with the operating system of your computer or the design of networks. Access is partitioned into “zones”; networks exposed to the outside are called “demilitarized zones,” or DMZs, to denote when the network has gone from a private local intranet to the public internet (Kurose and Ross 2016; Silberschatz et al. 2008).

However, this analogy of space can break down in important ways that we often do not realize, and this breakdown can cause us to misinterpret the degree and kinds of privacy that are actually available in the places we access virtually (Betz and Stevens 2013). For instance, email servers, both online like Gmail or available through your school/workplace, may seem like private spaces: they have all the trappings of a private space, including locks, such as login screens, to restrict access. But in general, these spaces are not exclusively yours. In the United States or the European Union (EU), if you work for a government or a private company, you have no claim to privacy over the email that you write or send through the employer’s servers (Privacy Rights Clearinghouse 2019). Similarly, for most online providers, algorithms read your email to place ads and direct you to relevant content on the internet. Likewise, with the proliferation of digital assistants in the late 2010s, such as Amazon Alexa and Google Assistant, the words spoken by you in a number of spaces are recorded and transmitted to servers for processing.

4.5.3 PRIVACY, OWNERSHIP, AND SELF-POSSESSION

As we have seen, even in ancient times there was an idea of a distinction between our bodies, our homes, and property versus things that belong to the social, the public, or the state. But over time privacy has also expanded to include a sense of control over information—information about oneself. It is not all that surprising that privacy is associated with control over information. Notice that in all three of the examples given in section 4.5.1, control of various kinds is essential for privacy: control over how one presents oneself socially, control over one’s interactions with others, and control over how one organizes one’s time. This focus on control in many ways echoes the division of public and private: things that are private are the ones that we “own” or “are master of,” in contrast to those that are public.

This sense (real or perceived) of ownership does not reflect only our practical control; it is quite common for people to see one’s possessions as either part of or reflective of one’s sense of identity. The car we drive, the clothes we wear, the kinds of books and art objects we own, the equipment that we use to play certain sports, or the specific tools for the hobbies we have; these things we own tell others something about ourselves. In fact, there is even a tradition that suggests that the ownership of property is necessary for the development of personhood. This tradition suggests that “Personality develops itself in its interaction with the world; without a sphere of property over which we exercise control, for example, moral responsibility is unlikely to develop” (Palmer 1990, 819).

Yet in practice, the notion of ownership does not translate quite so easily when we think about privacy in terms of access to information. Information, unlike a house or a car, can be held by multiple parties. In fact, this shared possession of information does not, by itself, mean that either party impacts (or even knows about) the other’s possession of it. A given set of information can still confer a lot of power and control upon those who possess it, and yet that possession can happen silently or invisibly. For these reasons, questions of intellectual property—that is, questions about who owns an intangible creation—are not only legally complicated but also have significant implications for questions of personhood.

Intellectual property law exists to protect a creator’s right to profit from the things that they have created in cases when that thing can be cheaply replicated, such as a poem, or a game, or a vaccine (Moore and Himma 2018). The existence of this area of law is, itself, evidence of the widely held belief that people own what they create and cultivate. But the ownership of something like this is not the same as what is considered to be personal information about us.

When we start to think about privacy in terms of property, some very interesting questions arise. For instance, do we consider our bodies to be our property? What about our talents, feelings, and experiences? If so, is information about our body also our property? Why or why not? There seems to be some basic consensus (e.g., Health Insurance Portability and Accountability Act [HIPAA] law) that our medical history is private information that an individual owns. But we also understand that this kind of information is necessary to share with medical professionals whom we rely on and trust.

If we own our bodies and our actions, then certainly we own these things in a different way from the objects we have in our home. But how is the information about our bodies something worth protecting, whereas information about our actions, behaviors and choices are open for anyone to collect and view? What about the things that we post about ourselves? What about the websites and other digital objects that we create?

These questions are becoming more and more important today when we have various forms of technologies that can be used to obtain, store, reproduce, and share information and data about ourselves and others. The traces that we leave are more abundant, and the transmission and sharing information about ourselves has a wider scope.

4.5.4 PRIVACY AS A LEGAL RIGHT

Warren and Brandeis defined privacy primarily as the “right to be let alone.” Their article, like many legal arguments today, suggested that the law needed to change to keep up with technological change. They noted that such constant updating was necessary, given the “expanding communication technology such as the development of widely distributed newspapers and multiply printed reproductions of photographs” (DeCew 2018). In order to understand privacy’s relationship to technology, it is important to keep in mind the legacy of Waren and Brandeis’s article and to think about other framings as well.

Over the years, various legal versions of privacy, typically tort or civil laws, have expanded what is covered and what is not covered by the interpretation of privacy as a protection over information. Prosser (1960, 389, qtd. in DeCew 2018) broadly outlines the four types of privacy that are covered under tort law in terms of informational privacy:

  1. Intrusion upon a person and/or their private affairs.
  2. Public disclosure of facts/information about an individual.
  3. Placing someone in a false light publicly.
  4. Appropriating one’s likeness for gain.

Rulings in recent years in the United States have also expanded the scope, concept, and reasoning behind informational privacy. Indeed, the courts have repeatedly stressed that the legal protection for privacy finds its source in the Fourth Amendment to the United States Constitution, which prohibits “unreasonable searches and seizures” (DeCew 2018). The reasoning following from the Fourth Amendment is again about control over information: you may have some information on your person that is necessarily protected from the government when the government has no reason to examine you.

Another operational definition of privacy comes from the training programs used for academic and professional researchers, for use in interacting with human subjects. These programs were established in the twentieth century as a direct response to research abuses that took place in the United States and Europe before and during World War II. These definitions were encoded into law with the National Research Act of 1974. The initial set of codes was adapted from the Nuremberg Codes at the close of World War II. From this training program we are given the following definition of both privacy and confidentiality (Hicks, n.d.).

  • Privacy can be defined in terms of having control over the extent, timing, and circumstances of sharing oneself (physically, behaviorally, or intellectually) with others.
  • Confidentiality pertains to the treatment of information that an individual has disclosed in a relationship of trust and with the expectation that it will not be divulged to others in ways that are inconsistent with the understanding of the original disclosure without permission.

These definitions for research practice have subsequently been used as the basis for definitions of privacy in a number of US regulatory requirements including HIPAA (Annas 2003).

In the second half of the twentieth century, a different legal interpretation of privacy emerged: decisional privacy, sometimes called the constitutional right to privacy (DeCew 2018). The notion of decisional privacy in US law extends from a reading of the Fourth Amendment against unreasonable search and seizure that differs from the one about information. In 1965, the Supreme Court heard the case of Griswold v. Connecticut (1965), which questioned whether a Connecticut law, restricting access to contraception, was legal under the Fourth Amendment. In the ruling, Justice William O. Douglas stated that the law violated the “right to marital privacy,” which laid the foundation for later rulings that protect a “zone of privacy” around marital relationships. The most controversial and most discussed implication of this decision was Roe v. Wade (1973) which, temporarily, made abortion legal in the United States (DeCew 2018). The fundamental idea is that there are certain decisions and spaces within which we are entitled to privacy and that the government should not be allowed to deny us this space. There is also an implicit idea here of the body as property: that we own ourselves and that what we do with ourselves is private.

This new reading of the Fourth Amendment in Griswold opened the door for many current discussions of privacy that include both control over personal information and control over our bodies and personal choices that are necessary for our concept of self (Kupfer 1987). The idea, generally, is that one can read the Fourth Amendment, and especially the ideas behind search and seizure, as protecting both information about oneself and the ability to make decisions, and that these rights should not be violated without some sort of due process. In a more modern reading, one can expand the definition of privacy to more abstract concepts of information—that is, all information about ourselves and what we do, wherever it may reside, is worthy of protection.

Perhaps the most comprehensive law passed with respect to informational privacy in recent years was the 2016 passage of the European Union’s General Data Protection Regulation (GDPR) (Voigt and Von dem Bussche 2017). This law defines a number of protections for EU citizens with respect to their data, independent of where that citizen is located or where the data is being processed. For example, the law includes the “right to be forgotten,” which means that any citizen may request that any company handling their data delete all data collected about them. The law also places strict requirements and penalties on companies that handle personal data of EU citizens and do not take proper care in safeguarding the data and/or do not share it in narrow and explicitly allowed ways.

The passage of GDPR has influenced and continues to influence privacy legislation around the globe. Understanding the complex legal and social history of the concept of privacy enables us to see that definitions about privacy are neither universal nor static. The United States, the European Union, and Asian countries have approached the legal protection of privacy differently. Within the United States there is a patchwork of laws, but generally there is only a limited system of formal protection (e.g., HIPAA), and personal data is readily available and easily collected for business or governmental use. This stands in stark contrast to the direction taken by the EU, especially with respect to the provisions in the GDPR which firmly place control of personal information in the hands of individuals, with strong protections accorded to individuals to control the flow and storage of information about themselves.

As we have seen, ideas of privacy have their roots in something fundamental that philosophers have struggled with for millennia. The modern definitions from which we sometimes (unknowingly) operate typically emanate from the developments of the legal tradition. In the United States especially, privacy has expanded beyond control over information and the right to be let alone, and now includes certain protections that protect the individual’s right to make choices about their lives and lifestyle (DeCew 2018). However, it’s important to realize that the law often lags broader social or cultural movements, the “policy vacuum” (Moor 1985), and this can also be observed in the legal history of privacy in the United States.

We have been revising and changing our definition of privacy for millennia, which reflects an ongoing commitment to the idea that there is something inherently valuable about privacy that is worth protecting. It has also changed with our conception of personhood. In the next section we discuss the value of privacy, and why privacy is necessary for one to develop a concept of self as a purposeful and self-determining agent.

4.5.5 PRIVACY AS A VALUE

So far we have discussed privacy primarily as a right that is typically associated with the ideas of property, bodily security, decision making, and especially personal information. This is arguably a legacy of the work of Warren and Brandeis, as most privacy discourse borrows their framing to describe privacy as a right—that is, a thing to which persons are entitled—rather than privacy as an interest—that is, a thing that people want and that benefits them in a morally significant way. Or, to use the language that we introduced earlier in the chapter, privacy might be construed as something that we have an interest in protecting because we value it (an axiological claim). We may value privacy because it is intrinsically valuable, or we may value privacy because it allows us to protect something we find especially valuable; for instance, personhood itself.

Matters of value, interest, and rights are deeply connected both conceptually and in everyday practice. But in this section, we consider more directly some reasons we might have an interest in protecting privacy for its own sake. In other words, we provide some answers to the question, why is privacy good? Why is it worth protecting?

Social and Political Values

In liberal democracies and societies, many people believe—as the laws often indicate—that privacy is necessary for freedom: freedom to form opinions and to make decisions about our own lives without interference from others. (One instance of this can be seen in section 4.5.1 in our second example, which concerns transgender persons.) Historically, this kind of freedom was associated with the protections granted to citizens against the power of the state. Within the context of US law, these rights are understood to be protected by the Constitution and specifically by the Fourth Amendment.

The public sphere is the realm in which other people are viewed and the government can interfere to a certain extent, whereas the private sphere is the realm for self-regulation and self-determination. Instead of allowing the government to make all our decisions for us, it is assumed, as John Stuart Mill believed, that we are experts in our own best interests: “The only freedom which deserves the name, is that of pursuing our own good in our own way, so long as we do not attempt to deprive others of theirs, or impede their efforts to obtain it” (Mill 2002, 14).

Thus, one way to defend our interest in privacy is to make the claim that privacy is instrumentally necessary for something else we value, such as liberty or freedom. Warren and Brandeis grounded their arguments in a claim about social value and “inviolate personality.” Inviolate personality, as it was later defined, is what “defines one’s essence as a human being and it includes individual dignity and integrity, personal autonomy and independence” (DeCew 2018). Inviolate personality both unifies and grounds the concept of privacy and lends support to the claim that invasions of privacy are affronts to human dignity (Bloustein 1964; DeCew 2018; Warren and Brandeis 1890). For example, as applied to our gender and gender identity example from section 4.5.1, the concept of inviolate personality offers specific conceptual grounding for the idea that an individual gets to determine their own gender identity.

Rather than seeing privacy as instrumental, it can also be argued that privacy is an intrinsic good that is required in order for human beings to understand themselves as purposeful, self-determining agents, which some people argue is presupposed in the very idea of citizenship and is the basis for democracy (Allen 1988). Bringing in our example of prisoners from section 4.5.1, the lack of privacy in prisons, indeed the act of denying this privacy to individuals, serves as a punishment in itself. It is specifically the lack of privacy that can strip away one’s feeling of being a purposeful, self-determining agent. Hence one can argue that privacy is in fact necessary for a functioning society and thus is good for this reason alone.

Character Development

It has also been suggested that a certain amount of privacy is necessary for how we develop our own character and view ourselves as persons (Kupfer 1987). It may also be understood as a way for us to develop personal expression and choice (DeCew 2018; Schoeman 1992).

We can think about this through the notion of character development and virtue ethics. From within the framework of virtue ethics, our choices and opinions are not based on gut level reactions or automatic behavior. Instead, they are accumulated over time and require careful deliberation. In order to have the time and emotional space to form reasoned judgments, we may need to be cut off from the steady stream of others’ opinions. Privacy affords the opportunity to test new ideas before exposing them to the flood of reactions and counterarguments. From our examples in section 4.5.1, we can see that this need of space for reflection is one thing that is being removed in open office plans. Workers in these open offices may need space to make judgments, both the big ones about their work and also the many tiny judgments that we make every day in the course of our labor. Here we can see the interplay of the various definitions of privacy discussed above: we may need to be able to keep our opinions to ourselves for a period of time (i.e., to be left alone), and we may need to be able to make decisions on our own, without fear of interference or judgment. Privacy is the concept that both articulates and defines the space necessary to fulfill these needs.

More broadly speaking, privacy does not just make provision for individuals’ ability to know themselves; it is also understood as a justification for why people should be allowed to act in accord with their own personal beliefs and convictions, as long as their actions are not harming others. This form of freedom is sometimes described as concerning “matters of inward conviction” (Strohm 2011, 88). A similar principle is behind arguments regarding the “freedom of conscience.” Article 18 of the Declaration of Human Rights states that “Everyone has the right to freedom of thought, conscience and religion” (United Nations 1948).

Interpersonal Relations

Privacy is also a factor in developing and maintaining meaningful relationships with others. Many social media sites classify all the people to whom we are connected as “friends,” but in reality our relationships with others and different relationships come with different expectations, including different expectations about what we disclose to others. Choosing to share details about our lives, our feelings, beliefs, values, desires, and opinions can be an important part of how we establish and maintain social bonds. This is something we recognize when we compare how we interact with strangers with how we behave around our friends. In the examples from section 4.5.1, we can see how both open offices and prisons, to varying degrees of severity, hamper our ability to exercise this control.

When we have control over our personal information, we are able to reveal information about ourselves to others on our own terms. Sharing information with others may put us in vulnerable situations, but it is also a way to show trust and strengthen and affirm our relations with others. We can see that all three of our examples in section 4.5.1 touch on how privacy (or lack of it) inflects our interpersonal relationships. From the first example on open offices and the third example on prisons, it’s clear that there may be aspects of our lives or our work that we want to choose to disclose at particular times. This option is stripped away from us in environments like open offices and prisons, inhibiting our capacity for relationship building. Likewise, our second example on gender identity makes clear the need for control over disclosure, both to whom and at what time, in order to build trust and intimacy. It seems that it is necessary to have some form of privacy from others in order to both build and maintain these relationships.

Even though our own individual ideas about privacy have likely been shaped by the social perspectives and legal history discussed above, it is also the case that our reasons for valuing privacy reflect our own personal values and are based on our own experiences and beliefs. Of course, this doesn’t mean that we will all agree on why privacy is valuable. But if you are willing to grant that our own individual experiences and beliefs are relevant in this discussion, then it is likely that you already support some version of one of the arguments provided above.

4.5.6 IS PRIVACY ALWAYS GOOD?

Thus far, in our discussion of privacy, we have been emphasizing how valuable privacy is for a variety of reasons. But we should also consider how privacy is often in tension with other crucial goods and how it can create conditions for harm, abuse, and inequality.

Freedom from interference, whether from the government or the scrutinizing eyes of the public, seems like a good idea in principle, but it is an unfortunate fact that people sometimes use privacy to hide malicious behavior. This is especially the case in situations where people are underrepresented and/or are in vulnerable positions. For instance, from the perspective of feminist ethics, privacy is often questioned due to its historic use to hide physical, emotional, and financial harm (DeCew 2019).

Over the years, and especially in more modern settings, the value of privacy has been questioned, because privacy itself has been used as a shield to hide damaging actions (including domestic violence) and to preserve relationships of inequality.

Even if we grant that privacy is a right and something that is either good in itself or is a means to some other good end, this does not mean that it is something that will benefit all equally. In fact, it is quite easy to think of plenty of examples in which privacy is granted to some and not others. Both the parent-child relationship and the patient-client relationship contain not only an imbalance of power but also an imbalance of privacy.

Consider also situations in which someone we know is in need of care but refuses or is unable to reach out for help. For example, consider a scenario in which someone we know expresses suicidal thoughts, we may feel torn between sharing that knowledge with a licensed professional or someone else who can help and keeping that knowledge private. There are also times when people are called to make decisions for others for the sake of that person’s well-being, such as when a loved one begins showing signs of dementia.

These examples help us see that privacy is not a simple concept that can be applied to everyone equally, rather it is important to contextualize specific concerns about privacy. Returning to the questions we outlined in our discussion of utilitarianism in section 2.3.5 in chapter 2 might help to illustrate this point.

When we are considering the right to privacy, whose privacy rights are we protecting? Is anyone being left out, and if so, why? What is the value or the cluster of values that we are associating with privacy protection? Who has the most to lose if privacy is not protected? Who has the most to lose if privacy is protected? Should information about someone always be protected? Or is it OK to publish someone’s diary, for instance, after they die? If so, why is this OK?

Asking these questions and pushing ourselves to answer them helps us to sharpen our understanding about what privacy is and why it matters.

Story Point: “Here-and-Now,” by Ken Liu

“I got something cool out of Tilly.” Lucas had an evil grin.

Even knowing he was being baited, Aaron couldn’t help asking, “What? ”

Aaron is an avid user of Here-and-Now, the task app designed by Centillion (evocative of a certain real-world search engine company also named after a large number). The app allows users to place anonymous requests and to fulfill those requests in exchange for “bounties.” Aaron loves knowing that he is helping others and enjoys feeling more connected to his community. But over the course of the story, Aaron begins to notice how the app makes it easy for users to invade others’ privacy, including his own. Whereas technologies like Here-and-Now can easily be weaponized by malicious actors, “Here-and-Now” also offers a chilling account of how shifting norms around privacy can make it difficult even for well-intentioned people to honor the privacy of others.

4.6 BRINGING IT ALL TOGETHER: PRIVACY, INFORMATION TECHNOLOGY, AND PERSONHOOD

In this section we provide a concrete discussion of how our ideas about personhood and privacy have shifted over the last century toward being significantly more data-oriented. As we have seen, conceptions of privacy have changed a number of times over the years, and they have never been applied uniformly to everyone and everything. Additionally, all of the concepts of privacy discussed above seem to underscore the idea that, for a variety of reasons, people want space, both literally and conceptually, to live their lives. Let us discuss specifically how developments in internet and communication technologies (ICT) that have enabled data to be collected at a scope and scale never before imagined, have profound consequences for our conceptions of privacy and personhood.

4.6.1 THE EVOLUTION OF DATA AND DATA COLLECTION

Before the beginning of the twentieth century, data about individuals was typically only collected through laborious, large-scale censuses (Wikipedia 2022a). As we have seen, beginning in the early 1900s and accelerating rapidly ever since, the ability to collect, store, transmit, and process data has rapidly increased. In addition to the ability to store it, we have also expanded what we consider as data. As discussed in chapter 3, what types of data are collected and how they are interpreted are neither natural nor obvious; rather, they result from viewpoints and framing, conscious or otherwise. Before the 1940s, the idea of tracking our shopping or TV watching habits was not considered data or even important (Wikipedia 2022b). As the twentieth century progressed, the use of behavioral data and simulation to understand populations, and the decisions they make, has continued to increase (Lepore 2020).

It used to require efforts on the level of governments to gather even basic information, such as the number of people living in a city. Now, tremendous volumes of data are available, and the collection and processing of this data is nearly real-time. It is now possible to track where a person was (e.g., through webcams, GPS data, and communications traces), what they did (e.g., through purchase records, check-ins, and Instagram posts), and how it affected them (e.g., through social media posts, biometric data from smartphones and activity trackers, and reviews). That data is often available to a number of different entities—human, corporate, enforcement-related, or otherwise—anywhere there is internet access. Much of this data is largely personal, extending beyond basic information to reveal a part of our personal identity, demographics, aesthetic preferences, and history of decisions made.

As we discuss in chapter 5, much of what has enabled this data collection is the rapid pace at which technology has intermediated many of our relationships: from the friends that we talk to on our smartphones to the movies that we watch on Netflix. This data has been called “the new oil,” and we are only starting to understand the implications of this data for business, the decisions we make, and what it means to us personally (Economist 2017). The continued increase in the availability of this data has fueled the modern revolution in AI and machine learning, which requires tremendous volumes of data to analyze, understand, and find patterns in our data (Kambhampati 2019).

Our own creation of data may be active, as when we post pictures online or fill out webforms, or it may be passive, happening without needing our awareness or express consent. Advertisers see which links produce incoming traffic and Netflix knows down to the second when you stopped watching that show. The data that we generate may be collected, accessed, used, or resold in ways that we did not fully understand (Madden 2014). According to Pew Research, most Americans feel that they have lost control of their personal data and what it is being used for. In this 2014 study, 91% of adults agreed that they had lost control of their data and more than 50% agreed that they did not understand how that data was going to be used by various companies (Madden 2014). In a 2018 study of users on Twitter, many were found to be unaware that their public posts could be collected and used by academic researchers, media companies, and many other entities. The majority of those surveyed felt that even researchers should get consent from users before collecting data, but that this feeling was highly contextual and depended on the type and scope of the research (Fiesler and Proferes 2018). However, in an updated Pew report, many were conflicted about the benefits of data collection and sharing (Auxier et al. 2019). For example, although many expressed concern about their map applications tracking their locations and saving it, many realized that the real-time traffic information, which is generated from the aggregated locations of everyone, presented a real value to them. Hence, in some instances users were happy to share personal data in exchange for the value received. However, in total, 81% of Americans thought that the potential risks of data collection by companies about them outweighs the benefits (Auxier et al. 2019).

How this data is collected and shared has been the subject of many studies, congressional oversight panels, and investigative journalism pieces. Dance et al. (2018) detailed a number of problems in the context of Facebook that allowed other companies to access more data than the company’s own privacy rules allowed. For instance, things such as private messages, photographs, and demographic information marked as for friends and family were used by Facebook to sell ads and were also provided to third-party companies including Netflix, Spotify, Yahoo, Amazon, and Bing for product targeting. Whereas this is ostensibly to allow for “instant personalization” across a number of sites, with the stated goal of providing more value to users, there have been a number of problems with these schemes. The Federal Trade Commission (FTC) investigated these data-sharing practices in 2011 and some were shuttered in 2014, but there are still many programs that share data that users have flagged as private (Dance et al. 2018).

The issue is bigger than any individual company that possesses our data. The collection processes and exchanges that they use allow them to build up fine-grained and detailed views of users, and their history of decisions, that is then used to fuel prediction models and advertisers (Economist 2017; Kambhampati 2019). Data is used not only by the companies whose products and services you use directly but also passed between numerous data brokers and aggregators, combined across websites, survey firms, political organizations, public records, and private companies; this data exchange creates profiles of individual users and their desires. A Vermont law requires all companies that buy and sell third-party data to register, providing a window into the process: customer management services such as Mailchimp, advertisers like Nielsen, and consultancies and businesses like ACXIOM, Oracle, and McKinsey, as well as financial data markets like Experian and other credit firms all buy, sell, and swap your data between themselves and other companies for uses including targeted marketing and parole risk prediction. These companies are third-party, meaning that they don’t have relationships with individuals and hence were required to register in Vermont, whereas Google, Facebook, and others would not need to register to pass on data (Christl 2017; Melendez and Pasternack 2019; Ram and Madhumita 2019). All this buying and selling, recirculating, and reconceptualizing of our data happens in ways that are not visible to us or might not make sense to us, even if we could know about it.

These collection practices raise concerns about the ownership of and access to our data, and how it translates to “public” and “private” space online isn’t at all clear, but, as Nissenbaum persuasively argues, this doesn’t mean that the online “world” is somehow a separate space, divorced from real life (Nissenbaum 2011). Online activity is deeply integrated into our social lives. “Answering questions about privacy online, like those about privacy in general, requires us to prescribe suitable, or appropriate, constraints on the flow of personal information” (Nissenbaum 2011, 14). Like offline activity, interactions online happen in a variety of social contexts. This is why it is a mistake to think about the “web” only in terms of a “commercial context where protecting privacy amounts to protecting consumer privacy and commercial information” (Nissenbaum 2011).

4.6.2 WHY PRIVACY MATTERS FOR PERSONHOOD

Reflecting on our discussion of personhood, we can start to see why losing control of our data feels so personal.

Are You Your Data?

When we lose control of our data, it can feel like something has been taken from us. When digital images, records of our purchase or watch history, what music we’ve listened to, and many more details are collected and packaged, that a piece of ourselves is out there in the world, being bought, sold, and traded, can make us feel violated. There have been many accounts of this, from photos stolen out of cloud services to outdated digital records following your new housing application, and many people who have had these issues describe the feeling as being one of losing part of themselves, literally needing to “buy themselves back” (Ratajkowski 2020) to recover photos or correct erroneous data profiles on websites or government service accounts (Eubanks 2018).

As advances in technology have allowed for the production and collection of more and more data, we have—perhaps unconsciously—given more power to those that collect and interpret that data. The sheer prevalence of data as a framework for operating in the world has led to what Cheney-Lippold (Saulnier 2017) calls “measurable type”: that is, the limited-option templates that are constructed out of collected data, which require us to be identifiable within that data framework. For example, when we have a Netflix account, we have a binary gender, or we have an address and zip code that must fit into a web form even if we rent an unregistered basement apartment. As Cheney-Lippold (2017) argues, the data that we generate is not always unified across all sources or with our lived experience, but is instead bought, sold, traded, interpreted, and reinterpreted. This data may be old, out of date, or different between companies, leading to competing versions of our identity—some up to date and some out of date or inaccurate—in the digital world. In chapter 3 we saw that both the types of data collected and how they are interpreted are neither natural nor obvious, and as more data is collected and interpreted by others, the more power we give away in determining who we are in the eyes of both the data and those entities that collect and process that data. If we accept John Locke’s approach to personal identity (section 4.2.3), for instance, we can see that our data, and the sequence of decisions we made to generate that data, can be interpreted as a non-substance-based view of personal identity. This leads us to the question: how do we distinguish ourselves, our personhood, from data about us? And when we lose control over that data, do we lose control of ourselves?

Expressed concerns regarding the loss of control of our data are not new in the internet age. One of the most commonly shared medical data sets, the Pima Indian diabetes data set, was started in 1965 as a longitudinal study of diabetes in the US Indigenous community (Radin 2017). This data is now freely available online and shared by thousands of researchers, a reality that the Pima Indians of the 1960s could never have imagined when agreeing to take part in the initial collection of their data. This loss of control over the information about themselves not only can be seen as a loss of agency and identity but also reveals the way in which these people were denied the full status of personhood. A similar example can also be found in the case of Henrietta Lacks, a Black woman whose cells were collected as part of a cancer biopsy in the 1950s. Though she died shortly after the collection, her cells live on, immortalized, and are still used for worldwide medical research to this day, despite the fact that neither she, nor her family, were aware of or consented to the initial collection and proliferation (Skloot 2017).

Data Can Change Who We Are

Another common fear is that many of these systems are using data about us to affect our agency, that is, our capacity to act and effect change on our environment, in both subtle and not-so-subtle ways. This data usage could also potentially impact our self-determination, that is, our capacity to act in ways that are not fully determined by the environment in which we find ourselves nor our historical or social context.

As we have discussed, the different digital versions of our persons are distributed across numerous websites, government databases, and online forms. These digital representations of us are then bought and sold between advertisers, political parties, financial institutions, and other entities for advertising and direct product marketing for things like insurance or movie tickets. This type of advertising can go so far as to predict that you are more likely to drink water on a hot day due to assumed medical conditions based on search and traffic history, highlighting the integrations between shopping, your current location and weather, and many other data points (Christl 2017; Ram and Madhumita 2019).

When advertisements appear on a platform, be it Google Search or Facebook, a complex system of algorithms and data comes together to serve up a particular ad. This overarching system, typically called online behavioral advertising (Dwork and Mulligan 2013), aims, like all advertising, to subtly affect our decision about what to purchase or consume. Whereas the jury is still out on whether or not internet ads actually affect what you buy, there is strong evidence that brand-based advertising, or even movies aggressively suggested by online platforms like Netflix, are more likely to be clicked on, purchased, or viewed (Matsakis 2018). Online behavioral advertising may subtly affect our personhood as well: decreased exposure to varying perspectives in what we are offered from online platforms may limit users’ individual autonomy by linking users to profiles that frame their relevant experience in ways that may not be relevant anymore. This lack of control over the collection and use of personal data is often a focus of discussion on these topics, specifically that these classification systems may be tailored to a representation of our personal identity filtered through the data to which the system has access and not our entire lived experience.

Some of the high-profile disclosures of data being used in inappropriate ways have created efforts to increase end-user privacy by interest groups, researchers, and governments such as the Electronic Frontier Foundation’s Do Not Track effort (Electronic Frontier Foundation, n.d.); the Princeton Web Transparency and Accountability Project (Princeton Web Transparency, n.d.); the European Union’s GDPR (Voigt and Von dem Bussche 2017), which includes the right to be forgotten, to edit one’s own data; and other numerous other data regulations. In a recent Pew poll, many users reported tension about wanting to protect their personal information and data, but in some cases they also felt that the benefits they receive from the services were worth the cost of sharing data on their preferences or interests (Auxier et al. 2019).

However, as Dwork and Mulligan (2013) argue, this is not inherently a privacy problem and changing privacy rules are not enough in this context. Privacy-based solutions focus largely on giving users access to the data to, optimistically, pierce “filter bubbles” (Pariser 2011). Although these filter bubbles may indeed create feedback loops and limit the worldview of an individual, simply giving someone control over this does not alleviate the concern that these bubbles may be freely chosen rather than imposed through classification. In fact, the reality is often a mix of the two (Dwork and Mulligan 2013). There is research to suggest that the design of online platforms can both help to expand our horizons and allow us to focus on and amplify our personal bias in areas as diverse as music selection (Mehrotra et al. 2020), news consumption (Collins and Dance 2018), and online dating (Hutson et al. 2018). We might not feel in control of the experience that we receive on these platforms. Equipped as we are with the conceptual framework of this chapter, we can now articulate this unease as a loss of agency and an infringement on our personhood.

The way that we understand data, both what it is and how data about ourselves is collected and used, has changed step for step with the technology of the times. Surely Warren and Brandeis could not have anticipated how much things would change in just 100 short years, neither could the Pima Indians who have been turned into grist for the data mill. The takeaway from this section is that it would be a mistake for us to assume that we can anticipate the nexus of personhood and privacy issues that will be created by future developments in internet and communication technologies. At the time of writing this book, a new company, Clearview.ai, was receiving massive attention for downloading and indexing billions of photos from the internet for use (Hill 2020). Hence, rather than assume one hard-and-fast rule will save us, we must maintain vigilance and be able to understand and articulate why it matters and what’s at stake.

4.7 CONCLUDING REMARKS

Throughout this chapter we have seen that both privacy and personhood are complex concepts whose definitions are not as clear as they might seem, and whose many meanings have shifted over time. By clarifying the concept of personhood, we have seen both that privacy is a fundamental aspect of personhood and that the language of personhood can help us to articulate the importance of privacy. Learning more about how these concepts have functioned in the past and comparing that history with how those concepts are used today can help us dislodge our sense that our present ways of thinking and seeing with them are the only ways possible, and offer us alternate ways of thinking that challenge the assumptions of the present. While it can be tempting to try to distill universal ideas about what each of them means, there is always the risk of getting locked into a definition that limits our ability to understand our contemporary context.

An important theme throughout this book, and especially in this chapter, is that clarifying our concepts, both to ourselves and to others, can help us understand and analyze perennial issues in the design, implementation, and use of computing technology. In chapter 5 we explore how the ideas of society and context come to shape and are shaped by our understanding of what technology is or can be.

REFLECTION QUESTIONS

1.  When you ask yourself the question, “What is a person? ” what do you typically mean? Describe the questions that you ask yourself in terms of metaphysical, epistemological, and axiological questions. Which of these questions do you consider most important? Which is the least?

2.  We have discussed that privacy can be conceived as a right or an interest. Which of these arguments do you find more persuasive and compelling, and why? Which do you think is more applicable in considering the role of technology in society?

3.  Suppose that someone uses demographic information associated with your online shopping or entertainment preferences to draw conclusions about how you will behave in the future. When data about you is used in this way, what is at stake in terms of how others might perceive you? What is at stake in how you perceive yourself?

4.  In the following situations, consider how one might use the conceptual resources of this chapter, including notions of privacy and personhood, to articulate why these situations constitute invasions of privacy, or why they are acceptable.

a.  Doxxing a public figure.

b.  Publishing voting records at the aggregate level for a county, or at an individual level.

c.  An insurance company requiring you to install a tracking app on your car in order to be insured.

5.  The time gap between when we create data and when someone accesses it does seem to matter, but it is not clear how and why it matters. Think about someone posting old photos of you online even if they were always available. Would it feel different from someone posting a photo from last week? Why or why not? What ideas from your understanding of personhood help you explain this?

6.  Data about individuals is collected in the United States well before the individual is born, as electronic medical records of their time in utero, not to mention media posts and writings by parents and other connected individuals. This data could be used, in the aggregate, for demographic or epidemiological modeling. Can you imagine reasons that a person would want to control or delete such data? Who do you think should have the right to choose what happens to the data? Shared data about a pregnancy can have ramifications for multiple people. Which individuals have a stake in the data?

7.  Choose a particular type of technology that has changed substantially over the years, such as social media. Justify privacy as a necessary condition for personhood, and defend this condition through iterations of the particular piece of technology that you have chosen.

BACKGROUND REFERENCES AND ADDITIONAL READING

For a more comprehensive background on defining and categorizing questions in ethics, see the following:

Blackburn, Simon. 2008. The Oxford Dictionary of Philosophy. 2nd ed. Oxford University Press.

REFERENCES CITED IN THIS CHAPTER